Niva WealthLet’s talk

Jane Carten

Executive Chair, President at Saturna Capital

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Jane Carten is Executive Chair, President of Saturna Capital Corporation, a Bellingham investment adviser managing $10.5B. Jane Carten has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Saturna Capital

Title on Schedule A
Executive Chair, President
Control
Jane Carten is a control person of Saturna Capital.
Ownership
The filed direct ownership band is 50% to 75%.
Tenure
Jane Carten has held the filed role since February 2001.

The firm

Saturna Capital Corporation
Bellingham, WA

Form ADV filed 28 September 2026

$10.5B AUM104 clients12 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2001
  4. Passed Series 7 and Series 63 · 1998

Registrations and exams

Broker registration; no current adviser registration. Jane Carten has passed 5 qualifying exams.

Examinations

Series 6310 July 1998
Name
Uniform Securities Agent State Law Examination
Series 2431 January 2001
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 726 June 1998
Name
General Securities Representative Examination

Individual record

Full name
Jane Kaiser Carten
CRD
2929087
Firm
Saturna Capital Corporation
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Jane Carten work?

Jane Carten has been Executive Chair, President of Saturna Capital Corporation since February 2001, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 September 2026

Does Jane Carten have a current investment-adviser registration?

Jane Carten has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Jane Carten passed?

Jane Carten has passed 5 licensing exams: the Series 7, Series 63, Series 24, SIE and Series 99TO. The earliest, the Series 7, was passed in June 1998.

Source: IAPD individual record, checked 17 October 2026

Leadership at Saturna Capital

Sources

  1. IAPD individual record, CRD 2929087. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Saturna Capital Corporation, filed 28 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Jane Carten or Saturna Capital Corporation and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.