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Jacob Stewart

Anti-Money Laundering Officer at Saturna Capital

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Jacob Stewart is Anti-Money Laundering Officer of Saturna Capital Corporation, a Bellingham investment adviser managing $10.5B. Jacob Stewart has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Saturna Capital

Title on Schedule A
Anti-Money Laundering Officer
Control
Jacob Stewart is not a control person of Saturna Capital.
Ownership
An individual ownership band is not available in the source record.
Tenure
Jacob Stewart has held the filed role since August 2014.

The firm

Saturna Capital Corporation
Bellingham, WA

Form ADV filed 28 September 2026

$10.5B AUM104 clients12 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 14 and Series 52TO · 2023
  2. Passed Series 53 · 2022
  3. Passed SIE · 2018
  4. Passed Series 24 · 2013
  5. Passed Series 7 and Series 63 · 2008

Registrations and exams

Broker registration; no current adviser registration. Jacob Stewart has passed 7 qualifying exams.

Examinations

Series 6326 June 2008
Name
Uniform Securities Agent State Law Examination
Series 142 January 2023
Name
Compliance Officer Examination
Series 5318 March 2022
Name
Municipal Securities Principal Examination
Series 2429 October 2013
Name
General Securities Principal Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 718 June 2008
Name
General Securities Representative Examination

Individual record

Full name
Jacob Andrew Stewart
CRD
5456089
Firm
Saturna Capital Corporation
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Jacob Stewart work?

Jacob Stewart has been Anti-Money Laundering Officer of Saturna Capital Corporation since August 2014.

Source: Form ADV, Schedule A, filed 28 September 2026

Does Jacob Stewart have a current investment-adviser registration?

Jacob Stewart has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Jacob Stewart passed?

Jacob Stewart has passed 7 licensing exams: the Series 7, Series 63, Series 24, SIE, Series 53, Series 14 and Series 52TO. The earliest, the Series 7, was passed in June 2008.

Source: IAPD individual record, checked 18 October 2026

Leadership at Saturna Capital

Sources

  1. IAPD individual record, CRD 5456089. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Saturna Capital Corporation, filed 28 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Jacob Stewart or Saturna Capital Corporation and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.