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Michael Lewis

Chief Compliance Officer at Saturna Capital

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Michael Lewis is Chief Compliance Officer of Saturna Capital Corporation, a Bellingham investment adviser managing $10.5B. Michael Lewis has a current broker registration and no current investment-adviser registration and has passed the Series 63 and SIE.

Role at Saturna Capital

Title on Schedule A
Chief Compliance Officer
Control
Michael Lewis is not a control person of Saturna Capital.
Ownership
An individual ownership band is not available in the source record.
Tenure
Michael Lewis has held the filed role since September 2012.

The firm

Saturna Capital Corporation
Bellingham, WA

Form ADV filed 28 September 2026

$10.5B AUM104 clients12 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 63 · 2013

Registrations and exams

Broker registration; no current adviser registration. Michael Lewis has passed 2 qualifying exams.

Examinations

Series 6322 February 2013
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination

Individual record

Full name
Michael Eric Lewis
CRD
6120161
Firm
Saturna Capital Corporation
Registration status
Broker registration; no current adviser registration
Firm bio
saturna.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Saturna identifies Michael Lewis as Chief Compliance Officer. Official Saturna Capital biography

Education

Common questions

Where does Michael Lewis work?

Michael Lewis has been Chief Compliance Officer of Saturna Capital Corporation since September 2012.

Source: Form ADV, Schedule A, filed 28 September 2026

Does Michael Lewis have a current investment-adviser registration?

Michael Lewis has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Michael Lewis passed?

Michael Lewis has passed 2 licensing exams: the Series 63 and SIE. The earliest, the Series 63, was passed in February 2013.

Source: IAPD individual record, checked 18 October 2026

Leadership at Saturna Capital

Sources

  1. IAPD individual record, CRD 6120161. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Saturna Capital Corporation, filed 28 September 2026. Title, control and ownership bands.
  3. Saturna Capital team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Michael Lewis or Saturna Capital Corporation and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.