Role at Saturna Capital
- Title on Schedule A
- Director
- Control
- Phelps Mcilvaine is not a control person of Saturna Capital.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Phelps Mcilvaine has held the filed role since August 1994.
The firm
Form ADV filed 28 September 2026
Career on record
- Passed Series 99TO and Series 52TO · 2023
- Passed SIE · 2018
- Passed Series 65 and Series 53 · 1996
- Passed Series 7, Series 63, Series 24 and Series 27 · 1994
Registrations and exams
No current adviser or broker registration. Phelps Mcilvaine has passed 9 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 May 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 February 1994 |
| Series 53 | Municipal Securities Principal Examination | 23 October 1996 |
| Series 27 | Financial and Operations Principal Examination | 2 June 1994 |
| Series 24 | General Securities Principal Examination | 23 February 1994 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 26 January 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Phelps Shaw Mcilvaine
- CRD
- 2432209
- Registration status
- No current adviser or broker registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Phelps Mcilvaine work?
Phelps Mcilvaine has been Director of Saturna Capital Corporation since August 1994.
Does Phelps Mcilvaine have a current investment-adviser registration?
Phelps Mcilvaine has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Phelps Mcilvaine passed?
Phelps Mcilvaine has passed 9 licensing exams: the Series 7, Series 63, Series 24, Series 27, Series 65, Series 53, SIE, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in January 1994.
Where was Phelps Mcilvaine previously registered as an investment adviser?
Phelps Mcilvaine has past investment-adviser registrations through Saturna Capital Corporation, June 1995 to July 2021, across 1 firm.
Leadership at Saturna Capital
- Jane CartenExecutive Chair, President
- Monem SalamExecutive Director, Executive Vice President
- Kalen HannaExecutive Director, Chief Financial Officer, Treasurer
- Michael LewisChief Compliance Officer
- Edward AldenIndependent Director
- Elliot CohenChief Legal Officer, Secretary
- Christopher FankhauserExecutive Director, Chief Operations Officer
- Robert KaiserExecutive Director, VP of Institutional Sales
- Michael MorseIndependent Director
- Jacob StewartAnti-Money Laundering Officer
- William TerryIndependent Director