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Christopher Fankhauser

Executive Director, Chief Operations Officer at Saturna Capital

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Christopher Fankhauser is Executive Director, Chief Operations Officer of Saturna Capital Corporation, a Bellingham investment adviser managing $10.5B. Christopher Fankhauser has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Saturna Capital

Title on Schedule A
Executive Director, Chief Operations Officer
Control
Christopher Fankhauser is a control person of Saturna Capital.
Ownership
An individual ownership band is not available in the source record.
Tenure
Christopher Fankhauser has held the filed role since January 2006.

The firm

Saturna Capital Corporation
Bellingham, WA

Form ADV filed 28 September 2026

$10.5B AUM104 clients12 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2005
  4. Passed Series 7 and Series 63 · 1998

Registrations and exams

Broker registration; no current adviser registration. Christopher Fankhauser has passed 5 qualifying exams.

Examinations

Series 6330 April 1998
Name
Uniform Securities Agent State Law Examination
Series 2418 November 2005
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 77 April 1998
Name
General Securities Representative Examination

Individual record

Full name
Christopher Reed Fankhauser
CRD
2857015
Firm
Saturna Capital Corporation
Registration status
Broker registration; no current adviser registration
Firm bio
saturna.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Chris Fankhauser is chief operations officer at Saturna Capital. The firm says he graduated in political science from Western Washington University and joined the firm in December 1996. Official firm biography

Common questions

Where does Christopher Fankhauser work?

Christopher Fankhauser has been Executive Director, Chief Operations Officer of Saturna Capital Corporation since January 2006, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 September 2026

Does Christopher Fankhauser have a current investment-adviser registration?

Christopher Fankhauser has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Christopher Fankhauser passed?

Christopher Fankhauser has passed 5 licensing exams: the Series 7, Series 63, Series 24, SIE and Series 99TO. The earliest, the Series 7, was passed in April 1998.

Source: IAPD individual record, checked 17 October 2026

Leadership at Saturna Capital

Sources

  1. IAPD individual record, CRD 2857015. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Saturna Capital Corporation, filed 28 September 2026. Title, control and ownership bands.
  3. Saturna Capital team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Christopher Fankhauser or Saturna Capital Corporation and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.