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Julian D Ambrosi

President, CEO, Elected Manager at Tiaa-Cref Individual & Institutional Services

Investment adviser and broker registrationsSEC record checked 18 October 2026

18
Years in the industry
0
Years at the firm
4
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Julian D Ambrosi is President, CEO, Elected Manager of Tiaa-Cref Individual & Institutional Services, LLC, a New York investment adviser managing $37.9B. Julian D Ambrosi has been registered through Tiaa-Cref Individual & Institutional Services since 9 January 2026, has 18 years in the industry across 4 firms and has passed 6 licensing exams.

Role at Tiaa-Cref Individual & Institutional Services

Title on Schedule A
President, CEO, Elected Manager
Control
Julian D Ambrosi is a control person of Tiaa-Cref Individual & Institutional Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
Julian D Ambrosi has held the filed role since March 2026.

The firm

Tiaa-Cref Individual & Institutional Services, LLC
New York, NY

Form ADV filed 6 July 2026

$37.9B AUM72,503 clients1,020 advisers26 offices

Career on record

Julian D Ambrosi has been registered through Tiaa-Cref Individual & Institutional Services since January 2026, and before that through Citigroup Global Markets Inc., J.p. Morgan Securities LLC and Chase Investment Services Corp..

Firms and exams, newest first
  1. Advice And Planning ServicesCurrent
    – present · 1 year
    , · Adviser representative · Firm CRD 20472
  2. Citigroup Global Markets Inc.
    – · 5 years
    Jersey City, NJ · Adviser representative · Firm CRD 7059
  3. Passed Series 66 · 2020
  4. Passed Series 24 · 2019
  5. Passed SIE · 2018
  6. J.p. Morgan Securities LLC
    – · 2 years
    New York, NY · Adviser representative · Firm CRD 79
  7. Chase Investment Services Corp.
    – · 7 years
    New York, NY · Adviser representative · Firm CRD 25574
  8. Passed Series 65 · 2005
  9. Passed Series 7 and Series 63 · 2003

Registrations and exams

Julian D Ambrosi has a current investment-adviser registration in New York and has passed 6 qualifying exams.

New York9 January 2026
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6616 November 2020
Name
Uniform Combined State Law Examination
Series 655 January 2005
Name
Uniform Investment Adviser Law Examination
Series 6315 December 2003
Name
Uniform Securities Agent State Law Examination
Series 247 March 2019
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 71 December 2003
Name
General Securities Representative Examination

Individual record

Full name
Julian Mauro D Ambrosi
CRD
4729324
Firm
Tiaa-Cref Individual & Institutional Services, LLC
Registration status
Investment adviser and broker registrations

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Julian D Ambrosi work?

Julian D Ambrosi has been President, CEO, Elected Manager of Tiaa-Cref Individual & Institutional Services, LLC since March 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 6 July 2026

Is Julian D Ambrosi a financial advisor?

Yes. Julian D Ambrosi has a current investment-adviser registration in New York, through Tiaa-Cref Individual & Institutional Services since January 2026, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Julian D Ambrosi have?

Julian D Ambrosi has worked in the financial industry for 18 years as of 18 October 2026, counted from 2 January 2008, across 4 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has Julian D Ambrosi passed?

Julian D Ambrosi has passed 6 licensing exams: the Series 7, Series 63, Series 65, SIE, Series 24 and Series 66. The earliest, the Series 7, was passed in December 2003.

Source: IAPD individual record, checked 18 October 2026

Where did Julian D Ambrosi work before Tiaa-Cref Individual & Institutional Services?

Before Tiaa-Cref Individual & Institutional Services, Julian D Ambrosi was registered through Citigroup Global Markets Inc., November 2020 to December 2025; J.p. Morgan Securities LLC, October 2012 to July 2014; Chase Investment Services Corp., November 2005 to October 2012.

Source: IAPD individual record, checked 18 October 2026

Leadership at Tiaa-Cref Individual & Institutional Services

Sources

  1. IAPD individual record, CRD 4729324. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Tiaa-Cref Individual & Institutional Services, LLC, filed 6 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Julian D Ambrosi or Tiaa-Cref Individual & Institutional Services, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.