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Benjamin Lewis

Elected Manager at Tiaa-Cref Individual & Institutional Services

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Benjamin Lewis holds the title Elected Manager at Tiaa-Cref Individual & Institutional Services, LLC, a New York investment adviser managing $37.9B. Benjamin Lewis has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Tiaa-Cref Individual & Institutional Services

Title on Schedule A
Elected Manager
Control
Benjamin Lewis is not a control person of Tiaa-Cref Individual & Institutional Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
Benjamin Lewis has held the filed role since June 2023.

The firm

Tiaa-Cref Individual & Institutional Services, LLC
New York, NY

Form ADV filed 6 July 2026

$37.9B AUM72,503 clients1,020 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 1995
  3. Passed Series 6, Series 63 and Series 7 · 1987

Registrations and exams

Broker registration; no current adviser registration. Benjamin Lewis has passed 5 qualifying exams.

Examinations

Series 6323 July 1987
Name
Uniform Securities Agent State Law Examination
Series 2429 September 1995
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 721 November 1987
Name
General Securities Representative Examination
Series 615 July 1987
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Benjamin Herbert Lewis
CRD
1687894
Firm
Tiaa-Cref Individual & Institutional Services, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Benjamin Lewis work?

Benjamin Lewis has held the title Elected Manager at Tiaa-Cref Individual & Institutional Services, LLC since June 2023.

Source: Form ADV, Schedule A, filed 6 July 2026

Does Benjamin Lewis have a current investment-adviser registration?

Benjamin Lewis has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Benjamin Lewis passed?

Benjamin Lewis has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and SIE. The earliest, the Series 6, was passed in July 1987.

Source: IAPD individual record, checked 17 October 2026

Leadership at Tiaa-Cref Individual & Institutional Services

Sources

  1. IAPD individual record, CRD 1687894. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Tiaa-Cref Individual & Institutional Services, LLC, filed 6 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Benjamin Lewis or Tiaa-Cref Individual & Institutional Services, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.