Derek Heaslip has held the title Elected Manager at Tiaa-Cref Individual & Institutional Services since June 2023, is not listed as a control person, but directly owns under 5% of the firm.
Tiaa-Cref Individual & Institutional Services, LLC is a New York, NY firm with $37.9B under management, 72,503 clients and 1,020 advisers across 144 offices, as of its July 2026 filing.
- – present · 9 yearsLynnfield, MA · Adviser representative and broker · Firm CRD 20472
Investment adviser representative registrations
Derek Heaslip is registered as an investment adviser representative in Massachusetts, since December 2020.
- MassachusettsSince 15 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 14 December 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 12 June 2017 |
| Series 7 | General Securities Representative Examination | 2 March 2017 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Derek James Heaslip
- CRD
- 6318596
- Firm
- Tiaa-Cref Individual & Institutional Services · CRD 20472
- Role
- Elected Manager
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Derek Heaslip work?
Derek Heaslip has held the title Elected Manager at Tiaa-Cref Individual & Institutional Services, LLC since June 2023.
Is Derek Heaslip a financial advisor?
Yes. Derek Heaslip has a current investment-adviser registration in Massachusetts, through Tiaa-Cref Individual & Institutional Services since March 2017.
How many years of experience does Derek Heaslip have?
Derek Heaslip has 9 years in the financial industry, since March 2017, across 1 adviser firm.
What exams has Derek Heaslip passed?
Derek Heaslip has passed 3 licensing exams: the Series 7, Series 24 and Series 66. The earliest, the Series 7, was passed in March 2017. FINRA credited Derek Heaslip with the SIE, which began in October 2018.
Is Derek Heaslip registered with FINRA?
Yes. Derek Heaslip has a current broker registration, under CRD 6318596.
Source: FINRA BrokerCheck
How can I verify Derek Heaslip’s record?
Search CRD 6318596 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Derek Heaslip’s full registration record.
- Julian D AmbrosiPresident, CEO, Elected Manager
- Shankar SaravananVice President, Elected Manager
- Eloho OvhoriChief Financial Officer
- Ross AbbottChief Operating Officer, Elected Manager
- Jeremy IntiharChief Compliance Officer - Registered Investment Adviser
- Scott WeinsteinChief Compliance Officer - Broker Dealer
- Helen Gwyn BarnhillChief Legal Officer
- Raymond BellucciElected Manager
- James DeatsElected Manager
- Benjamin LewisElected Manager
- Niladri MukherjeeElected Manager
- Christopher StickrodElected Manager