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Christopher Stickrod

Elected Manager at Tiaa-Cref Individual & Institutional Services

Investment adviser and broker registrationsSEC record checked 18 October 2026

22
Years in the industry
3
Years at the firm
3
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Christopher Stickrod holds the title Elected Manager at Tiaa-Cref Individual & Institutional Services, LLC, a New York investment adviser managing $37.9B. Christopher Stickrod has been registered through Tiaa-Cref Individual & Institutional Services since 10 July 2023, has 22 years in the industry across 3 firms and has passed 5 licensing exams.

Role at Tiaa-Cref Individual & Institutional Services

Title on Schedule A
Elected Manager
Control
Christopher Stickrod is not a control person of Tiaa-Cref Individual & Institutional Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
Christopher Stickrod has held the filed role since June 2023.

The firm

Tiaa-Cref Individual & Institutional Services, LLC
New York, NY

Form ADV filed 6 July 2026

$37.9B AUM72,503 clients1,020 advisers26 offices

Career on record

Christopher Stickrod has been registered through Tiaa-Cref Individual & Institutional Services since July 2023, and before that through Nuveen Fund Advisors, Inc..

Firms and exams, newest first
  1. Tiaa-cref Individual & Institutional Services, LLCCurrent
    – present · 3 years
    Glencoe, IL · Adviser representative and broker · Firm CRD 20472
  2. Passed Series 79TO · 2023
  3. Passed SIE · 2018
  4. Passed Series 24 · 2015
  5. Nuveen Asset Management, LLC
    – · 12 years
    Chicago, IL · Adviser representative · Firm CRD 155584
  6. Nuveen Fund Advisors, Inc.
    – · 6 years
    Chicago, IL · Adviser representative · Firm CRD 104626
  7. Passed Series 65 · 2005
  8. Passed Series 7 · 2004

Registrations and exams

Christopher Stickrod has a current investment-adviser registration in Illinois and has passed 5 qualifying exams.

Illinois10 July 2023
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6513 December 2005
Name
Uniform Investment Adviser Law Examination
Series 2414 August 2015
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 714 May 2004
Name
General Securities Representative Examination

Individual record

Full name
Christopher Eugene Stickrod
CRD
4627958
Firm
Tiaa-Cref Individual & Institutional Services, LLC
Registration status
Investment adviser and broker registrations

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Christopher Stickrod work?

Christopher Stickrod has held the title Elected Manager at Tiaa-Cref Individual & Institutional Services, LLC since June 2023.

Source: Form ADV, Schedule A, filed 6 July 2026

Is Christopher Stickrod a financial advisor?

Yes. Christopher Stickrod has a current investment-adviser registration in Illinois, through Tiaa-Cref Individual & Institutional Services since July 2023, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Christopher Stickrod have?

Christopher Stickrod has worked in the financial industry for 22 years as of 18 October 2026, counted from 22 July 2004, across 3 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has Christopher Stickrod passed?

Christopher Stickrod has passed 5 licensing exams: the Series 7, Series 65, Series 24, SIE and Series 79TO. The earliest, the Series 7, was passed in May 2004.

Source: IAPD individual record, checked 18 October 2026

Where did Christopher Stickrod work before Tiaa-Cref Individual & Institutional Services?

Before Tiaa-Cref Individual & Institutional Services, Christopher Stickrod was registered through Nuveen Fund Advisors, Inc., December 2005 to September 2011.

Source: IAPD individual record, checked 18 October 2026

Leadership at Tiaa-Cref Individual & Institutional Services

Sources

  1. IAPD individual record, CRD 4627958. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Tiaa-Cref Individual & Institutional Services, LLC, filed 6 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Christopher Stickrod or Tiaa-Cref Individual & Institutional Services, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.