Shankar Saravanan has been Vice President, Elected Manager of Tiaa-Cref Individual & Institutional Services since June 2025, is a control person of the firm and directly owns under 5% of it.
Tiaa-Cref Individual & Institutional Services, LLC is a New York, NY firm with $37.9B under management, 72,503 clients and 1,020 advisers across 144 offices, as of its July 2026 filing.
No adviser firm registrations are on Shankar Saravanan’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 20 May 2024 |
| Series 7TO | General Securities Representative Examination | 19 January 2024 |
| SIE | Securities Industry Essentials Examination | 5 January 2024 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7789140
- Firm
- Tiaa-Cref Individual & Institutional Services · CRD 20472
- Role
- Vice President, Elected Manager
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Shankar Saravanan work?
Shankar Saravanan has been Vice President, Elected Manager of Tiaa-Cref Individual & Institutional Services, LLC since June 2025, and is a control person of the firm.
Does Shankar Saravanan have a current investment-adviser registration?
Shankar Saravanan has a current broker registration and no current investment-adviser registration.
What exams has Shankar Saravanan passed?
Shankar Saravanan has passed 3 licensing exams: the SIE, Series 7TO and Series 24. The earliest, the SIE, was passed in January 2024.
Is Shankar Saravanan registered with FINRA?
Yes. Shankar Saravanan has a current broker registration, under CRD 7789140.
Source: FINRA BrokerCheck
How can I verify Shankar Saravanan’s record?
Search CRD 7789140 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Shankar Saravanan’s full registration record.
- Julian D AmbrosiPresident, CEO, Elected Manager
- Eloho OvhoriChief Financial Officer
- Ross AbbottChief Operating Officer, Elected Manager
- Jeremy IntiharChief Compliance Officer - Registered Investment Adviser
- Scott WeinsteinChief Compliance Officer - Broker Dealer
- Helen Gwyn BarnhillChief Legal Officer
- Raymond BellucciElected Manager
- James DeatsElected Manager
- Derek HeaslipElected Manager
- Benjamin LewisElected Manager
- Niladri MukherjeeElected Manager
- Christopher StickrodElected Manager