Top 8 financial advisor firms in Kirkland

8 SEC-registered financial advisor firms are headquartered in Kirkland, WA, with $3.12B in combined regulatory assets under management. The largest by assets are Elite Wealth Management ($861M), SPG Advisors ($535M) and Schmidt Financial Management ($498M).

8
Financial advisor firms: $3.12B
Their combined AUM: $368M
Median firm AUM: 2,471
Clients of the top 8

The 8 largest by assets

1
Elite Wealth Management
RIA
$861M
1.00% to 1.00%
2
SPG Advisors
RIA
$535M
Up to 1.50% a year
3
Schmidt Financial Management
RIA
$498M
0.30% to 0.90% a year
4
Robinswood Financial
RIA
$453M
0.10% to 0.75% a year
5
Kaizen Financial Advisors
RIA
$284M
0.15% to 1.00% a year
6
Prevail Wealth Management
RIA
$261M
0.20% to 1.50% a year
7
Greystone Financial & Estate Services
RIA
$117M
0.50% to 1.25% a year
8
Private Asset Management
RIA
$109M
0.35% to 1.00% a year

Profiles of the top 8

No. 1 · RIA

Elite Wealth Management

Elite Wealth Management is an investment adviser based in Kirkland, WA, registered with the SEC since 2004. It provides investment management. Its clients include high-net-worth individuals, individual clients and other investment advisers. Its regulatory assets under management total $861 million, as filed on 30 March 2026.

Elite Wealth Management charges 1.00% for its Investment management fee. The brochure does not state whether the rate is annual.

Regulatory AUM: $861M
Clients: 469
Advisory staff: 3
Founded: 2004
Fee schedule: 1.00% to 1.00%
Custodians: Charles Schwab, Interactive Brokers
Headquarters: 1014 Market Street, Suite 100, Kirkland, WA 98033
Phone: 425-828-4300
Website: elitewm.com

No. 2 · RIA

SPG Advisors

SPG Advisors is an investment adviser based in Kirkland, WA, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $535 million, as filed on 8 September 2026.

SPG Advisors charges up to 1.50% a year for its Investment advisory and planning services.

Regulatory AUM: $535M
Clients: 692
Advisory staff: 8
Founded: 2016
Fee schedule: Up to 1.50% a year
Minimum account: $500,000
Headquarters: 11411 Ne 124th St, Suite 255, Kirkland, WA 98034
Phone: 425-821-9442
Website: spgadvisors.com

No. 3 · RIA

Schmidt Financial Management

Schmidt Financial Management is an investment adviser based in Kirkland, WA, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $498 million, as filed on 27 March 2026.

Schmidt Financial Management charges 0.30%–0.90% a year for its SFM Advisory Fee.

Regulatory AUM: $498M
Clients: 140
Advisory staff: 2
Founded: 2003
Fee schedule: 0.30% to 0.90% a year
Minimum account: $5,000,000
Custodians: Pershing
Headquarters: 3435 Carillon Point, Kirkland, WA 98033
Phone: 425-893-9195
Website: schmidtfm.com

No. 4 · RIA

Robinswood Financial

Robinswood Financial is an investment adviser based in Kirkland, WA, registered with the SEC since 2007. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $453 million, as filed on 28 July 2026.

Robinswood Financial charges 0.10%–0.75% a year for its Investment management fee.

Regulatory AUM: $453M
Clients: 488
Advisory staff: 6
Founded: 2007
Fee schedule: 0.10% to 0.75% a year
Minimum account: $250,000
Custodians: Charles Schwab
Headquarters: 3425 Carillon Point, Building 3000, 4th Floor, Kirkland, WA 98033
Phone: 452-296-1611
Website: robinswood.com

No. 5 · RIA

Kaizen Financial Advisors

Kaizen Financial Advisors is an investment adviser based in Kirkland, WA, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $284 million, as filed on 25 March 2026.

Kaizen Financial Advisors charges 0.15%–1.00% a year for its Wealth and Portfolio Management.

Regulatory AUM: $284M
Clients: 150
Advisory staff: 2
Founded: 2010
Fee schedule: 0.15% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 4030 Lake Washington BLVD, Suite 308, Kirkland, WA 98033
Phone: 425-321-5800
Website: kaizenfa.com

No. 6 · RIA

Prevail Wealth Management

Prevail Wealth Management is an investment adviser based in Kirkland, WA, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $261 million, as filed on 30 March 2026.

Prevail Wealth Management charges 0.20%–1.50% a year for its Investment Advisory Services.

Regulatory AUM: $261M
Clients: 264
Advisory staff: 1
Founded: 2012
Fee schedule: 0.20% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 520 Kirkland Way, Ste 201, Kirkland, WA 98033
Phone: 425-448-1818

No. 7 · RIA

Greystone Financial & Estate Services

Greystone Financial & Estate Services is an investment adviser based in Kirkland, WA, registered with the SEC since 2025. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $117 million, as filed on 26 February 2026.

Greystone Financial & Estate Services charges 0.50%–1.25% a year for its Portfolio Management Services.

Regulatory AUM: $117M
Clients: 208
Advisory staff: 1
Fee schedule: 0.50% to 1.25% a year
Custodians: Charles Schwab
Headquarters: 6725 116th Avenue Ne, Suite 150, Kirkland, WA 98033
Phone: 206-352-9205
Website: greystoneinvest.com

No. 8 · RIA

Private Asset Management

Private Asset Management is an investment adviser based in Kirkland, WA, registered with the SEC since 1996. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $109 million, as filed on 30 April 2026.

Private Asset Management charges 0.35%–1.00% a year for its Wealth Management.

Regulatory AUM: $109M
Clients: 60
Advisory staff: 4
Fee schedule: 0.35% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 4040 Lake Washington BLVD Ne, #305, Kirkland, WA 98033
Phone: 425-213-1600
Website: privateasset.com

Questions about financial advisors in Kirkland

How many financial advisor firms are headquartered in Kirkland?

8 SEC-registered financial advisor firms report their principal office in Kirkland, WA, managing $3.12B in regulatory assets between them. The other 2 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Kirkland?

Elite Wealth Management, with $861M in regulatory assets under management on its latest Form ADV. The next largest are SPG Advisors ($535M) and Schmidt Financial Management ($498M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Kirkland?

The median firm manages $368M in regulatory assets. That is the midpoint of the 8 firms headquartered in Kirkland.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Kirkland charge?

Of the 8 largest firms, 8 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.75% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Kirkland?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Kirkland has 8 financial advisor firms; see every adviser in the city →

The 8 largest by assets

Profiles of the top 8

Questions about financial advisors in Kirkland

Top financial advisor firms in other Washington cities