SPG Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, publishing newsletters, educational seminars, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 500 clients last fiscal year.
SPG Advisors reports 692 clients. They include 533 individual clients and 159 high-net-worth individuals. Of its assets, 100.0% ($535M across 2,366 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 77% | 46% |
| High-net-worth individuals | 23% | 54% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 533 | $248M | 46.3% | $465K |
| High-net-worth individuals | 159 | $288M | 53.7% | $1.81M |
| Total | 692 | $535M | 100% | $774K |
- Clients
- 533
- Regulatory AUM
- $248M
- AUM share
- 46.3%
- Avg. per client
- $465K
- Clients
- 159
- Regulatory AUM
- $288M
- AUM share
- 53.7%
- Avg. per client
- $1.81M
Total
- Clients
- 692
- Regulatory AUM
- $535M
- AUM share
- 100%
- Avg. per client
- $774K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 500
SPG Advisors charges up to 1.50% a year for its Investment advisory and planning services. The fee is billed in advance, is negotiable and requires an account of at least $500,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Standalone financial planning is offered at a negotiable hourly rate of $150 or a negotiable fixed fee between $750 and $5,000, based on complexity.
SPG Wealth Management Voting Trust owns 75% or more of SPG Advisors. The leadership team of SPG Advisors includes President Loren Downs, Chief Investment Officer Joseph Maas and Chief Compliance Officer Andrew Lucich. It has 9 employees, 8 of them in advisory roles.
Leadership
- Loren DownsPresident
- Andrew LucichChief Compliance Officer
- Joseph MaasChief Investment Officer
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
- Brandon Paul Accardo
- Chad Brandon Bushon
- Gretchen Elizabeth Curtis
- Loren David Downs
- Joseph Daniel Duncan
- Tyler Hulet Lively
- Joseph Merrell Maas
- Nathan Stanley Mayer
- David Mark Stryzewski
Staff
- 9 employees
- 8 in advisory functions
- 9 state-registered reps
- 9 insurance agents
- Owns 75% or more of SPG Advisors LLC
SPG Wealth Management Voting Trust
Control person · since April 2022
David Lyons
Trustee · Control person · since April 2022
SPG Advisors’ regulatory assets grew 2.3× from $234M (July 2021) to $535M (September 2026); clients rose from 444 to 692 and employees fell from 10 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $535M | 692 | 9 | 1 |
| June 2025 | $463M | 628 | 9 | 1 |
| March 2024 | $401M | 616 | 10 | 1 |
| May 2023 | $281M | 533 | 9 | 1 |
| March 2022 | $269M | 486 | 9 | 1 |
| July 2021 | $234M | 444 | 10 | 1 |
Besides its headquarters, SPG Advisors has 0 offices, with 1 listed address in Washington.
Washington · 1 listed address
- 11411 Ne 124th St, Suite 255, KirklandHQ
Contact and registration details
- Legal name
- SPG Advisors LLC
- Headquarters
- 11411 Ne 124th St, Suite 255, Kirkland, WA 98034
- Website
- spgadvisors.com
- Phone
- 425-821-9442
- SEC file
- 801-118756
- Founded
- 2016
- Structure
- Washington LLC
- Fiscal year end
- December
SPG Advisors has custody of $206M in client assets for 606 clients.
At year end, SPG Advisors’ separately managed accounts were mostly in stocks (92%). Its reported 13F holdings for the quarter ended 30 June 2026 total $5.55M across 10 positions; the largest are Amazon Com Inc. (29.3%), International Business Machs (13.6%) and Apple Inc. (12.4%).
What the accounts hold
- Stocks92%
- Non-exchange-traded equities74%
- Exchange-traded equities18%
- Funds2%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash3%
Reported 13F holdings
- $5.55M
- Reported 13F value
- 10
- Positions
- 100.0%
- In the 10 largest
- −15.5%
- Value vs. prior quarter
- Amazon Com Inc.29.3%
- International Business Machs13.6%
- Apple Inc.12.4%
- Costco Wholesale Corporation8.9%
- iShares TR · 0-3 Mth Treasury8.7%
- Vanguard Index Fds · Total Stk Mkt7.0%
- Berkshire Hathaway Inc. Del · CL B New6.1%
- SPDR Series Trust · ST Str Blo 1 ETF5.8%
- Boeing CO4.1%
- State Str SPDR S&P 500 ETF T · TR Unit4.1%
Together, the ten largest are 100.0% of reported value.
How many clients does SPG Advisors have?
SPG Advisors has 692 clients and manages $535 million for them, as of September 2026. They include 533 individual clients and 159 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026
What services does SPG Advisors offer?
SPG Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, publishing newsletters, educational seminars, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does SPG Advisors charge?
SPG Advisors charges up to 1.50% a year for its Investment advisory and planning services. The fee is billed in advance, is negotiable and requires an account of at least $500,000.
How many financial advisors does SPG Advisors have?
SPG Advisors has 9 investment adviser representatives registered with state securities authorities, out of 9 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does SPG Advisors invest in?
At the end of its last fiscal year, SPG Advisors’ separately managed accounts held 74% non-exchange-traded equities, 18% exchange-traded equities, 3% cash and equivalents, 2% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does SPG Advisors have a minimum investment?
Yes, SPG Advisors’ minimum account size for its Investment advisory and planning services is $500K.
Who owns SPG Advisors?
SPG Advisors’ direct owner is SPG Wealth Management Voting Trust (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 8 September 2026
How does SPG Advisors get paid?
SPG Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact SPG Advisors?
SPG Advisors’ main office is at 11411 Ne 124th St, Suite 255, Kirkland, WA 98034. Its phone number is 425-821-9442. Its website is spgadvisors.com.