{"url":"https://nivawealth.com/firms/spg-advisors-284496","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/284496","regulatoryAum":535426153,"crd":"284496","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5927301","suffix":null,"lastName":"Accardo","firstName":"Brandon","middleName":"Paul"},{"crd":"2839515","suffix":null,"lastName":"BUSHON","firstName":"CHAD","middleName":"BRANDON"},{"crd":"3170443","suffix":null,"lastName":"CURTIS","firstName":"GRETCHEN","middleName":"ELIZABETH"},{"crd":"6691366","suffix":null,"lastName":"Downs","firstName":"Loren","middleName":"David"},{"crd":"6134515","suffix":null,"lastName":"DUNCAN","firstName":"JOSEPH","middleName":"DANIEL"},{"crd":"6487814","suffix":null,"lastName":"LIVELY","firstName":"TYLER","middleName":"HULET"},{"crd":"2170891","suffix":null,"lastName":"MAAS","firstName":"JOSEPH","middleName":"MERRELL"},{"crd":"7801434","suffix":null,"lastName":"MAYER","firstName":"NATHAN","middleName":"STANLEY"},{"crd":"6186251","suffix":null,"lastName":"STRYZEWSKI","firstName":"DAVID","middleName":"MARK"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-26","regulatoryAum":233541000,"clients":444,"employees":10,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":268672098,"clients":486,"employees":9,"offices":1},{"filedOn":"2023-05-02","regulatoryAum":281085137,"clients":533,"employees":9,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":400952514,"clients":616,"employees":10,"offices":1},{"filedOn":"2025-06-04","regulatoryAum":462797495,"clients":628,"employees":9,"offices":1},{"filedOn":"2026-09-08","regulatoryAum":535426153,"clients":692,"employees":9,"offices":1}],"secFileNumber":"801-118756","legalName":"SPG Advisors LLC","displayName":"SPG Advisors","slug":"spg-advisors-284496","website":"https://spgadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2016","organization":"Washington limited liability company","fiscalYearEnd":"December","headquarters":{"street":"11411 Ne 124th St, Suite 255","city":"Kirkland","state":"WA","stateName":"Washington","country":"United States","postalCode":"98034"},"tradeNames":[],"registration":{"secApproved":"15 May 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":773737.215317919,"staff":{"employees":9,"advisory":8,"brokerDealerReps":0,"insuranceAgents":9,"promoters":0},"aum":{"regulatory":535426153,"discretionary":535426153,"discretionaryAccounts":2366,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":533,"regulatoryAum":247650299},{"label":"High-net-worth individuals","clients":159,"regulatoryAum":287775854}],"feePrograms":[{"role":"main","program":"Investment advisory and planning services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057247","versionId":1057247,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-09-08","documentName":"SPG - FORM ADV 2A BROCHURE","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":500000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Standalone financial planning is offered at a negotiable hourly rate of $150 or a negotiable fixed fee between $750 and $5,000, based on complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057247","versionId":1057247,"submittedOn":"2026-09-08","documentName":"SPG - FORM ADV 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T07:19:08.302528+00:00","documents":[{"name":"SPG - FORM ADV 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057247","versionId":1057247,"submittedOn":"2026-09-08"}]},"custodians":[],"custodyNote":"SPG Advisors has custody of $206M in client assets for 606 clients.","otherCustodians":[],"leadership":[{"name":"Loren Downs","title":"President","crd":"6691366"},{"name":"Andrew Lucich","title":"Chief Compliance Officer","crd":"2227654"},{"name":"Joseph Maas","title":"Chief Investment Officer","crd":"2170891"}],"ownership":[{"label":"SPG Wealth Management Voting Trust","detail":"Trust in the 75% or more ownership band and a control person, since April 2022."},{"label":"David Lyons","detail":"Indirect owner: trustee of SPG Wealth Management Voting Trust and a control person, since April 2022.","parent":"SPG Wealth Management Voting Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"11411 Ne 124th St, Suite 255","city":"Kirkland","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"425-821-9442","stateRegisteredReps":9,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"500","assetMix":[{"label":"Exchange-traded equity securities","percent":18},{"label":"Non-exchange-traded equity securities","percent":74},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"8 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/284496/PDF/284496.pdf","brochureDate":"8 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057247","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does SPG Advisors have?","answer":"SPG Advisors has 692 clients and manages $535 million for them, as of September 2026. They include 533 individual clients and 159 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SPG Advisors offer?","answer":"SPG Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, publishing newsletters, educational seminars, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does SPG Advisors charge?","answer":"SPG Advisors charges up to 1.50% a year for its Investment advisory and planning services. The fee is billed in advance, is negotiable and requires an account of at least $500,000.","source":"SPG - FORM ADV 2A BROCHURE, filed 8 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does SPG Advisors have?","answer":"SPG Advisors has 9 investment adviser representatives registered with state securities authorities, out of 9 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does SPG Advisors invest in?","answer":"At the end of its last fiscal year, SPG Advisors’ separately managed accounts held 74% non-exchange-traded equities, 18% exchange-traded equities, 3% cash and equivalents, 2% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does SPG Advisors have a minimum investment?","answer":"Yes, SPG Advisors’ minimum account size for its Investment advisory and planning services is $500K.","source":"SPG - FORM ADV 2A BROCHURE, filed 8 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns SPG Advisors?","answer":"SPG Advisors’ direct owner is SPG Wealth Management Voting Trust (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SPG Advisors get paid?","answer":"SPG Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact SPG Advisors?","answer":"SPG Advisors’ main office is at 11411 Ne 124th St, Suite 255, Kirkland, WA 98034. Its phone number is 425-821-9442. Its website is spgadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/spg-advisors-284496/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1843253/000121465926010084/0001214659-26-010084-index.html","totalValue":5550083,"positionCount":10,"top10Share":1,"top10":[{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":1625235,"shares":6819,"shareType":"SH","priorValue":2208282,"priorShares":10603},{"issuer":"INTERNATIONAL BUSINESS MACHS","titleOfClass":"COM","cusip":"459200101","value":752518,"shares":2676,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":689132,"shares":2382,"shareType":"SH","priorValue":624453,"priorShares":2461},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":493052,"shares":527,"shareType":"SH","priorValue":535491,"priorShares":537},{"issuer":"ISHARES TR","titleOfClass":"0-3 MTH TREASURY","cusip":"46436E718","value":485512,"shares":4823,"shareType":"SH","priorValue":555385,"priorShares":5517},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":388542,"shares":1050,"shareType":"SH","priorValue":336530,"priorShares":1049},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":340766,"shares":681,"shareType":"SH","priorValue":330648,"priorShares":690},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR BLO 1 ETF","cusip":"78468R663","value":323591,"shares":3531,"shareType":"SH","priorValue":371993,"priorShares":4059},{"issuer":"BOEING CO","titleOfClass":"COM","cusip":"097023105","value":226861,"shares":1048,"shareType":"SH","priorValue":208583,"priorShares":1048},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":224874,"shares":301,"shareType":"SH"}],"positionsListed":10,"positions":[{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":1625235,"shares":6819,"shareType":"SH","priorValue":2208282,"priorShares":10603},{"issuer":"INTERNATIONAL BUSINESS MACHS","titleOfClass":"COM","cusip":"459200101","value":752518,"shares":2676,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":689132,"shares":2382,"shareType":"SH","priorValue":624453,"priorShares":2461},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":493052,"shares":527,"shareType":"SH","priorValue":535491,"priorShares":537},{"issuer":"ISHARES TR","titleOfClass":"0-3 MTH TREASURY","cusip":"46436E718","value":485512,"shares":4823,"shareType":"SH","priorValue":555385,"priorShares":5517},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":388542,"shares":1050,"shareType":"SH","priorValue":336530,"priorShares":1049},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":340766,"shares":681,"shareType":"SH","priorValue":330648,"priorShares":690},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR BLO 1 ETF","cusip":"78468R663","value":323591,"shares":3531,"shareType":"SH","priorValue":371993,"priorShares":4059},{"issuer":"BOEING CO","titleOfClass":"COM","cusip":"097023105","value":226861,"shares":1048,"shareType":"SH","priorValue":208583,"priorShares":1048},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":224874,"shares":301,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}