Top 7 financial advisor firms in Tacoma

7 SEC-registered financial advisor firms are headquartered in Tacoma, WA, with $2.41B in combined regulatory assets under management. The largest by assets are Financial Insights ($747M), MKT and Associates ($379M) and Rainier Family Wealth ($331M).

7
Financial advisor firms: $2.41B
Their combined AUM: $301M
Median firm AUM: 1,842
Clients of the top 7

The 7 largest by assets

1
Financial Insights
RIA
$747M
Regulatory AUM
2
MKT and Associates
RIA
$379M
Up to 1.75% a year
3
Rainier Family Wealth
RIA
$331M
0.50% to 1.00% a year
4
Seneschal Advisors
RIA
$301M
Regulatory AUM
5
Stolz & Associates, PS
RIA
$282M
0.20% to 1.25% a year
6
Columbia River Advisors
RIA
$191M
Up to 1.50% a year
7
Gould Capital
RIA
$175M
0.70% to 1.50% a year

Profiles of the top 7

No. 1 · RIA

Financial Insights

Financial Insights is an investment adviser based in Tacoma, WA, registered with the SEC since 1984. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $747 million, as filed on 2 June 2026.

Regulatory AUM: $747M
Clients: 774
Advisory staff: 6
Founded: 1984
Custodians: Raymond James
Headquarters: 1551 Broadway, Suite 600, Tacoma, WA 98402
Phone: 253-627-6010
Website: financialinsights.com

No. 2 · RIA

MKT and Associates

MKT and Associates is an investment adviser based in Tacoma, WA, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $379 million, as filed on 25 September 2026.

MKT and Associates charges up to 1.75% a year for its Portfolio Management Fees.

Regulatory AUM: $379M
Clients: 146
Advisory staff: 3
Fee schedule: Up to 1.75% a year
Custodians: Charles Schwab
Headquarters: 110 S. 9th St., Suite 310, Tacoma, WA 98402
Phone: 253-252-2359
Website: mktandassociates.com

No. 3 · RIA

Rainier Family Wealth

Rainier Family Wealth is an investment adviser based in Tacoma, WA, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $331 million, as filed on 17 June 2026.

Rainier Family Wealth charges 0.50%–1.00% a year for its Wealth Management Services.

Regulatory AUM: $331M
Clients: 113
Advisory staff: 3
Founded: 2023
Fee schedule: 0.50% to 1.00% a year
Minimum account: $500,000
Custodians: Fidelity
Headquarters: 1102 Broadway Suite 312, Tacoma, WA 98402
Phone: 253-448-2107
Website: rainierfamilywealth.com

No. 4 · RIA

Seneschal Advisors

Seneschal Advisors is an investment adviser based in Tacoma, WA, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $301 million, as filed on 30 July 2026.

Regulatory AUM: $301M
Clients: 227
Advisory staff: 3
Founded: 2004
Custodians: Charles Schwab
Headquarters: 2323 N. 30th Street, Suite 200, Tacoma, WA 98403
Phone: 253-460-3430
Website: seneschalfamilyoffice.com

No. 5 · RIA

Stolz & Associates, PS

Stolz & Associates, PS is an investment adviser based in Tacoma, WA, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $282 million, as filed on 11 September 2026.

Stolz & Associates, PS charges 0.20%–1.25% a year for its Wealth Management Fees.

Regulatory AUM: $282M
Clients: 193
Advisory staff: 3
Founded: 2001
Fee schedule: 0.20% to 1.25% a year
Custodians: Charles Schwab
Headquarters: 3102 Ruston Way, Suite A, Tacoma, WA 98402
Phone: 253-272-3441
Website: stolzassoc.com

No. 6 · RIA

Columbia River Advisors

Columbia River Advisors is an investment adviser based in Tacoma, WA, registered with the SEC since 2010. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and pooled investment vehicles. Its regulatory assets under management total $191 million, as filed on 8 July 2026.

Columbia River Advisors charges up to 1.50% a year for its Asset-Based Fee on All Household Account Assets.

Regulatory AUM: $191M
Clients: 233
Advisory staff: 3
Fee schedule: Up to 1.50% a year
Minimum account: $250,000
Custodians: Charles Schwab
Headquarters: 1927 Dock Street, Tacoma, WA 98402
Phone: 253-589-1401
Website: columbiariveradvisors.com

No. 7 · RIA

Gould Capital

Gould Capital is an investment adviser based in Tacoma, WA, registered with the SEC since 2019. It provides investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $175 million, as filed on 26 March 2026.

Gould Capital charges 0.70%–1.50% a year for its Investment Management.

Regulatory AUM: $175M
Clients: 156
Advisory staff: 3
Fee schedule: 0.70% to 1.50% a year
Minimum account: $1,000,000
Custodians: Charles Schwab
Headquarters: 2323 N 31st Street, Ste 100, Tacoma, WA 98403
Phone: 253-272-9898
Website: gouldcapital.net

Questions about financial advisors in Tacoma

How many financial advisor firms are headquartered in Tacoma?

7 SEC-registered financial advisor firms report their principal office in Tacoma, WA, managing $2.41B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Tacoma?

Financial Insights, with $747M in regulatory assets under management on its latest Form ADV. The next largest are MKT and Associates ($379M) and Rainier Family Wealth ($331M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Tacoma?

The median firm manages $301M in regulatory assets. That is the midpoint of the 7 firms headquartered in Tacoma.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Tacoma charge?

Of the 7 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.75% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Tacoma?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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