MKT and Associates provides financial planning, portfolio management for individuals and small businesses, retirement plan services, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
MKT and Associates reports 146 clients. They include 86 individual clients and 60 high-net-worth individuals. Of its assets, 100.0% ($379M across 545 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 59% | 92% |
| High-net-worth individuals | 41% | 6% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 86 | $350M | 92.3% | $4.07M |
| High-net-worth individuals | 60 | $22.8M | 6.0% | $379K |
| Pension and profit-sharing plans | Fewer than 5 | $6.31M | 1.7% | — |
| Total | 146 | $379M | 100% | — |
- Clients
- 86
- Regulatory AUM
- $350M
- AUM share
- 92.3%
- Avg. per client
- $4.07M
- Clients
- 60
- Regulatory AUM
- $22.8M
- AUM share
- 6.0%
- Avg. per client
- $379K
- Clients
- Fewer than 5
- Regulatory AUM
- $6.31M
- AUM share
- 1.7%
- Avg. per client
- —
Total
- Clients
- 146
- Regulatory AUM
- $379M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
MKT and Associates charges up to 1.75% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- 401(k) and Retirement Services
- Fees are individually negotiated with each plan sponsor and vary with the scope of services and assets to be managed.
Brian Scalabrine owns 50% to 75% of MKT and Associates. The leadership team of MKT and Associates includes Chief Compliance Officer Matthew Keefe. It has 6 employees, 3 of them in advisory roles.
Leadership
- Matthew KeefeMember and Chief Compliance Officer
- Brian ScalabrineMember
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Webster Kenwood Burrier IV
- Matthew Phillip Keefe
- Jean Pierre Remy Pedinielli
Staff
- 6 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 insurance agent
- Owns 50% to 75% of MKT and Associates LLC
Brian Scalabrine
Control person · since December 2023
- Owns 50% to 75% of MKT and Associates LLC
Matthew Keefe
Control person · since December 2023
MKT and Associates’ regulatory assets grew Infinity× from $0 (February 2024) to $379M (September 2026); employees rose from 2 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $379M | 146 | 6 | 4 |
| February 2025 | $275M | 92 | 3 | 2 |
| February 2024 | $0 | 0 | 2 | 1 |
Besides its headquarters, MKT and Associates has 3 offices (3 private residences, listed without an address), with 1 listed address in Washington.
Washington · 1 listed address
- 110 S. 9th St., Suite 310, TacomaHQ
Other business names
MKT and Associates has reported 2 other business names to the SEC.
- Atlas Point Wealth Management
- Watermark Wealth Partners LLC
Contact and registration details
- Legal name
- MKT and Associates LLC
- Headquarters
- 110 S. 9th St., Suite 310, Tacoma, WA 98402
- Website
- mktandassociates.com
- Phone
- 253-252-2359
- SEC file
- 801-129572
- Structure
- Washington LLC
- Fiscal year end
- December
MKT and Associates uses Charles Schwab ($287M) as custodian for its separately managed accounts. MKT and Associates has custody of $341M in client assets for 92 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $287M100%
At year end, MKT and Associates’ separately managed accounts were mostly in funds (80%) and bonds (12%).
What the accounts hold
- Funds80%
- Registered funds56%
- Pooled vehicles24%
- Bonds12%
- Investment grade corporate bonds6%
- U.S. government and agency bonds3%
- State and local bonds3%
- Cash8%
How many clients does MKT and Associates have?
MKT and Associates has 146 clients and manages $379 million for them, as of September 2026. They include 86 individual clients and 60 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026
What services does MKT and Associates offer?
MKT and Associates provides financial planning, portfolio management for individuals and small businesses, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does MKT and Associates charge?
MKT and Associates charges up to 1.75% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.
Which custodians does MKT and Associates use?
MKT and Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $287M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026
How many financial advisors does MKT and Associates have?
MKT and Associates has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does MKT and Associates invest in?
At the end of its last fiscal year, MKT and Associates’ separately managed accounts held 56% registered funds (mutual funds, ETFs, BDCs), 24% pooled vehicles (private funds and similar), 8% cash and equivalents, 6% investment grade corporate bonds, 3% U.S. government and agency bonds and 3% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns MKT and Associates?
MKT and Associates’ direct owners are Brian Scalabrine (50% to 75%) and Matthew Keefe (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 25 September 2026
How does MKT and Associates get paid?
MKT and Associates is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact MKT and Associates?
MKT and Associates’ main office is at 110 S. 9th St., Suite 310, Tacoma, WA 98402. Its phone number is 253-252-2359. Its website is mktandassociates.com.