{"url":"https://nivawealth.com/firms/mkt-and-associates-329889","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/329889","regulatoryAum":378684183,"crd":"329889","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7061229","suffix":"IV","lastName":"Burrier","firstName":"Webster","middleName":"Kenwood"},{"crd":"3273518","suffix":null,"lastName":"KEEFE","firstName":"MATTHEW","middleName":"PHILLIP"},{"crd":"2812956","suffix":null,"lastName":"PEDINIELLI","firstName":"JEAN PIERRE","middleName":"REMY"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-02-28","regulatoryAum":0,"clients":0,"employees":2,"offices":1},{"filedOn":"2025-02-25","regulatoryAum":275475745,"clients":92,"employees":3,"offices":2},{"filedOn":"2026-09-25","regulatoryAum":378684183,"clients":146,"employees":6,"offices":4}],"secFileNumber":"801-129572","legalName":"MKT and Associates LLC","displayName":"MKT and Associates","slug":"mkt-and-associates-329889","website":"https://mktandassociates.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Washington limited liability company","fiscalYearEnd":"December","headquarters":{"street":"110 S. 9th St., Suite 310","city":"Tacoma","state":"WA","stateName":"Washington","country":"United States","postalCode":"98402"},"tradeNames":["Atlas Point Wealth Management","Watermark Wealth Partners LLC"],"registration":{"secApproved":"23 February 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ADV PART 2A","fee_rate_low":null,"fee_rate_high":1.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"401(k) and Retirement Services","summary":"Fees are individually negotiated with each plan sponsor and vary with the scope of services and assets to be managed.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1044064","versionId":1044064,"submittedOn":"2026-05-05","documentName":"MKT AND ASSOCIATES ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:22:48.039831+00:00","documents":[{"name":"MKT AND ASSOCIATES ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1044064","versionId":1044064,"submittedOn":"2026-05-05"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":287427986}],"custodyNote":"MKT and Associates has custody of $341M in client assets for 92 clients.","otherCustodians":[],"leadership":[{"name":"Matthew Keefe","title":"Member and Chief Compliance Officer","crd":"3273518"},{"name":"Brian Scalabrine","title":"Member","crd":"5823286"}],"ownership":[{"label":"Brian Scalabrine","detail":"Member in the 50% to 75% ownership band and a control person, since December 2023."},{"label":"Matthew Keefe","detail":"Member and chief compliance officer in the 50% to 75% ownership band and a control person, since December 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":3},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"110 S. 9th St., Suite 310","city":"Tacoma","headquarters":true}]}],"brochureServices":["retirement plan services","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"253-252-2359","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":56},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":24},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"25 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/329889/PDF/329889.pdf","brochureDate":"5 May 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They include 86 individual clients and 60 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does MKT and Associates offer?","answer":"MKT and Associates provides financial planning, portfolio management for individuals and small businesses, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does MKT and Associates charge?","answer":"MKT and Associates charges up to 1.75% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.","source":"MKT AND ASSOCIATES ADV PART 2A, filed 5 May 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does MKT and Associates use?","answer":"MKT and Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $287M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does MKT and Associates have?","answer":"MKT and Associates has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does MKT and Associates invest in?","answer":"At the end of its last fiscal year, MKT and Associates’ separately managed accounts held 56% registered funds (mutual funds, ETFs, BDCs), 24% pooled vehicles (private funds and similar), 8% cash and equivalents, 6% investment grade corporate bonds, 3% U.S. government and agency bonds and 3% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns MKT and Associates?","answer":"MKT and Associates’ direct owners are Brian Scalabrine (50% to 75%) and Matthew Keefe (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does MKT and Associates get paid?","answer":"MKT and Associates is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact MKT and Associates?","answer":"MKT and Associates’ main office is at 110 S. 9th St., Suite 310, Tacoma, WA 98402. Its phone number is 253-252-2359. Its website is mktandassociates.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}