Prevail Wealth Management provides financial planning, portfolio management for individuals and small businesses, divorce planning, philanthropic planning, and retirement plan services. Financial planning was provided to 251–500 clients last fiscal year.
Prevail Wealth Management reports 264 clients. They include 178 individual clients and 86 high-net-worth individuals. Of its assets, 100.0% ($261M across 746 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 25% |
| High-net-worth individuals | 33% | 75% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 178 | $64M | 24.5% | $360K |
| High-net-worth individuals | 86 | $197M | 75.5% | $2.29M |
| Total | 264 | $261M | 100% | $988K |
- Clients
- 178
- Regulatory AUM
- $64M
- AUM share
- 24.5%
- Avg. per client
- $360K
- Clients
- 86
- Regulatory AUM
- $197M
- AUM share
- 75.5%
- Avg. per client
- $2.29M
Total
- Clients
- 264
- Regulatory AUM
- $261M
- AUM share
- 100%
- Avg. per client
- $988K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Prevail Wealth Management charges 0.20%–1.50% a year for its Investment Advisory Services. The fee is billed in advance or in arrears, is negotiable and has a $3,000 annual minimum. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Services
- Annual asset-based fee not to exceed 1.00%, billed quarterly in advance under the retirement plan advisory agreement.
- Standalone Financial Planning
- Hourly rate of $250 depending on circumstances, typically from $1,000 to over $5,000; negotiable and agreed before the engagement.
Amy Mutal owns 75% or more of Prevail Wealth Management. The leadership team of Prevail Wealth Management includes Chief Compliance Officer Amy Mutal. It has 5 employees, 1 of them in advisory roles.
Leadership
- Amy MutalPrincipal Owner/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- Amy Marie Mutal
Staff
- 5 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Prevail Wealth Management LLC
Amy Mutal
Control person · since May 2012
Prevail Wealth Management’s regulatory assets grew 2.0× from $128M (April 2022) to $261M (March 2026); clients rose from 236 to 264 and employees fell from 6 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $261M | 264 | 5 | 2 |
| May 2025 | $215M | 240 | 5 | 2 |
| April 2024 | $181M | 225 | 6 | 2 |
| June 2023 | $158M | 290 | 7 | 2 |
| April 2022 | $128M | 236 | 6 | 2 |
Besides its headquarters, Prevail Wealth Management has 1 office, with 2 listed addresses in Washington.
Washington · 2 listed addresses
- 520 Kirkland Way, Ste 201, KirklandHQ
- 520 Kirkland Way, Kirkland
Contact and registration details
- Legal name
- Prevail Wealth Management LLC
- Headquarters
- 520 Kirkland Way, Ste 201, Kirkland, WA 98033
- Website
- Not reported
- Phone
- 425-448-1818
- @71999177
- SEC file
- 801-122532
- Founded
- 2012
- Structure
- Washington LLC
- Fiscal year end
- December
Prevail Wealth Management uses Charles Schwab ($1) as custodian for its separately managed accounts. Prevail Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1100%
At year end, Prevail Wealth Management’s separately managed accounts were mostly in stocks (68%) and funds (30%).
What the accounts hold
- Stocks68%
- Exchange-traded equities67%
- Non-exchange-traded equities1%
- Funds30%
- Registered funds29%
- Pooled vehicles1%
- Cash2%
How many clients does Prevail Wealth Management have?
Prevail Wealth Management has 264 clients and manages $261 million for them, as of March 2026. They include 178 individual clients and 86 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Prevail Wealth Management offer?
Prevail Wealth Management provides financial planning, portfolio management for individuals and small businesses, divorce planning, philanthropic planning, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Prevail Wealth Management charge?
Prevail Wealth Management charges 0.20%–1.50% a year for its Investment Advisory Services. The fee is billed in advance or in arrears, is negotiable and has a $3,000 annual minimum.
Which custodians does Prevail Wealth Management use?
Prevail Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Prevail Wealth Management have?
Prevail Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Prevail Wealth Management invest in?
At the end of its last fiscal year, Prevail Wealth Management’s separately managed accounts held 67% exchange-traded equities, 29% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents, 1% non-exchange-traded equities and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Prevail Wealth Management?
Prevail Wealth Management’s direct owner is Amy Mutal (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Prevail Wealth Management get paid?
Prevail Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Prevail Wealth Management?
Prevail Wealth Management’s main office is at 520 Kirkland Way, Ste 201, Kirkland, WA 98033. Its phone number is 425-448-1818.