Top 4 financial advisor firms in Round Rock

4 SEC-registered financial advisor firms are headquartered in Round Rock, TX, with $641M in combined regulatory assets under management. The largest by assets are TNT Asset Management ($175M), Argent Wealth Management ($172M) and Greenbelt Investment Advisors ($167M).

4
Financial advisor firms: $641M
Their combined AUM: $170M
Median firm AUM: 672
Clients of the top 4

The 4 largest by assets

1
TNT Asset Management
RIA
$175M
Regulatory AUM
2
Argent Wealth Management
RIA
$172M
0.10% to 0.25% a year
3
Greenbelt Investment Advisors
RIA
$167M
Regulatory AUM
4
RIA Wealth Advisors
RIA
$126M
1.10% to 1.50% a year

Profiles of the top 4

No. 1 · RIA

TNT Asset Management

TNT Asset Management is an investment adviser based in Round Rock, TX, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $175 million, as filed on 28 September 2026.

Regulatory AUM: $175M
Clients: 203
Advisory staff: 4
Custodians: SEI Investments Distribution
Headquarters: 105 E. Main Street, Round Rock, TX 78664
Phone: 512-255-1600
Website: tntfinancial.com

No. 2 · RIA

Argent Wealth Management

Argent Wealth Management is an investment adviser based in Round Rock, TX, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $172 million, as filed on 15 July 2026.

Argent Wealth Management charges 0.10%–0.25% a year for its Core Advisory Service.

Regulatory AUM: $172M
Clients: 72
Advisory staff: 1
Fee schedule: 0.10% to 0.25% a year
Custodians: Charles Schwab
Headquarters: 2251 Double Creek DR, Suite 606, Round Rock, TX 78664-3831
Phone: 512-238-6883
Website: awmtx.com

No. 3 · RIA

Greenbelt Investment Advisors

Greenbelt Investment Advisors is an investment adviser based in Round Rock, TX, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $167 million, as filed on 19 February 2026.

Regulatory AUM: $167M
Clients: 156
Advisory staff: 5
Custodians: Charles Schwab
Headquarters: 100 E Main Street, Suite 101, Round Rock, TX 78664
Phone: 800-617-3900

No. 4 · RIA

RIA Wealth Advisors

RIA Wealth Advisors is an investment adviser based in Round Rock, TX, registered with the SEC since 2021. It provides investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $126 million, as filed on 27 March 2026.

RIA Wealth Advisors charges 1.10%–1.50% a year for its Investment Management.

Regulatory AUM: $126M
Clients: 241
Advisory staff: 3
Fee schedule: 1.10% to 1.50% a year
Custodians: Fidelity
Headquarters: 310 West Main Avenue, Round Rock, TX 78664
Phone: 512-218-7993
Website: animascapital.com

Questions about financial advisors in Round Rock

How many financial advisor firms are headquartered in Round Rock?

4 SEC-registered financial advisor firms report their principal office in Round Rock, TX, managing $641M in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Round Rock?

TNT Asset Management, with $175M in regulatory assets under management on its latest Form ADV. The next largest are Argent Wealth Management ($172M) and Greenbelt Investment Advisors ($167M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Round Rock?

The median firm manages $170M in regulatory assets. That is the midpoint of the 4 firms headquartered in Round Rock.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Round Rock?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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