RIA Wealth Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.
RIA Wealth Advisors reports 241 clients. They include 210 individual clients and 31 high-net-worth individuals. Of its assets, 73.7% ($93.2M across 374 accounts) are managed with discretion; $33.3M across 188 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 87% | 45% |
| High-net-worth individuals | 13% | 55% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 210 | $56.9M | 45.0% | $271K |
| High-net-worth individuals | 31 | $69.6M | 55.0% | $2.24M |
| Total | 241 | $126M | 100% | $525K |
- Clients
- 210
- Regulatory AUM
- $56.9M
- AUM share
- 45.0%
- Avg. per client
- $271K
- Clients
- 31
- Regulatory AUM
- $69.6M
- AUM share
- 55.0%
- Avg. per client
- $2.24M
Total
- Clients
- 241
- Regulatory AUM
- $126M
- AUM share
- 100%
- Avg. per client
- $525K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
RIA Wealth Advisors charges 1.10%–1.50% a year for its Investment Management. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Variable Annuity Management Program
- Variable annuity management is charged as a percentage of assets, with a maximum charge of 1.50% annually.
John Levee owns 75% or more of RIA Wealth Advisors. The leadership team of RIA Wealth Advisors includes Chief Compliance Officer Derek Levee. It has 5 employees, 3 of them in advisory roles.
Leadership
- Derek LeveeChief Compliance Officer
- John LeveeManager
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- 1 soliciting firm
- Owns 75% or more of RIA Wealth Advisors, LLC
John Levee
Control person · since February 2023
- Owns 75% or more of RIA Wealth Advisors, LLC
Derek Levee
Control person · since April 2025
RIA Wealth Advisors’ regulatory assets grew Infinity× from $0 (January 2021) to $126M (March 2026); employees rose from 1 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $126M | 241 | 5 | 2 |
| July 2025 | $119M | 233 | 5 | 2 |
| May 2024 | $110M | 224 | 5 | 2 |
| July 2023 | $110M | 224 | 7 | 2 |
| July 2022 | $10.6M | 28 | 6 | 2 |
| January 2021 | $0 | 0 | 1 | 1 |
Besides its headquarters, RIA Wealth Advisors has 1 office, with 2 listed addresses in Colorado and Texas.
Colorado · 1 listed address
- 1485 Florida RD Ste C202, Durango
Texas · 1 listed address
- 310 West Main Avenue, Round RockHQ
Other business names
RIA Wealth Advisors has reported 2 other business names to the SEC.
- Advanced Wealth
- Animas Capital
Contact and registration details
- Legal name
- RIA Wealth Advisors, LLC
- Headquarters
- 310 West Main Avenue, Round Rock, TX 78664
- Website
- animascapital.com
- Phone
- 512-218-7993
- SEC file
- 801-120371
- Structure
- Texas LLC
- Fiscal year end
- December
RIA Wealth Advisors uses Fidelity ($116M) as custodian for its separately managed accounts. RIA Wealth Advisors does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $116M100%
At year end, RIA Wealth Advisors’ separately managed accounts were mostly in funds (50%) and stocks (31%).
What the accounts hold
- Stocks31%
- Exchange-traded equities30%
- Non-exchange-traded equities1%
- Funds50%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash15%
- Other2%
- Variable annuities2%
How many clients does RIA Wealth Advisors have?
RIA Wealth Advisors has 241 clients and manages $126 million for them, as of March 2026. They include 210 individual clients and 31 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does RIA Wealth Advisors offer?
RIA Wealth Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does RIA Wealth Advisors charge?
RIA Wealth Advisors charges 1.10%–1.50% a year for its Investment Management. The fee is billed in advance and is negotiable.
Source: RIA WEALTH ADVISORS-ADV PART 2A, filed 27 March 2026
Which custodians does RIA Wealth Advisors use?
RIA Wealth Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $116M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does RIA Wealth Advisors have?
RIA Wealth Advisors has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does RIA Wealth Advisors invest in?
At the end of its last fiscal year, RIA Wealth Advisors’ separately managed accounts held 50% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities, 15% cash and equivalents, 2% other, 1% non-exchange-traded equities, 1% state and local bonds and 1% investment grade corporate bonds. The 2% other category is described as: Variable Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns RIA Wealth Advisors?
RIA Wealth Advisors’ direct owners are John Levee (75% or more) and Derek Levee (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does RIA Wealth Advisors get paid?
RIA Wealth Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact RIA Wealth Advisors?
RIA Wealth Advisors’ main office is at 310 West Main Avenue, Round Rock, TX 78664. Its phone number is 512-218-7993. Its website is animascapital.com.