John Levee has been Manager of RIA Wealth Advisors since February 2023, is a control person of the firm and directly owns 75% or more of it.
RIA Wealth Advisors, LLC is a Round Rock, TX firm with $126M under management, 241 clients and 3 advisers across 2 offices, as of its March 2026 filing.
John E. Levee is President and Chief Executive Officer of The Advanced Group of Companies, which includes Advanced Wealth Strategies Group, a company he founded in 1989. He is also the founder and owner of Advanced Capital Management, a third party investment management firm, and serves as President and Chief Executive Officer of Animas Capital Management, a wealth management firm in Durango, Colorado.
John Levee’s longest registration was 13 years at FFP Advisory Services Inc (1993–2007). Before joining RIA Wealth Advisors in 2023, John Levee was registered through RIA Advisors and Integrated Advisors Network LLC.
- Diversify Advisory Services, LLC– · under a yearRound Rock, TX · Adviser representative · Firm CRD 326060
- RIA Wealth Advisors, LLCCurrent– present · 3 yearsRound Rock, TX · Adviser representative · Firm CRD 312072
- RIA Advisors– · 3 yearsRound Rock, TX · Adviser representative · Firm CRD 150661
- Integrated Advisors Network LLC– · 4 yearsPalos Verdes Estates, CA · Adviser representative · Firm CRD 171991
- First Allied Advisory Services, Inc.– · 8 yearsRound Rock, TX · Adviser representative · Firm CRD 137888
- FFP Advisory Services Inc– · 13 yearsRound Rock, TX · Adviser representative · Firm CRD 110778
Investment adviser representative registrations
John Levee is registered as an investment adviser representative in Texas, since February 2023.
- TexasSince 15 February 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 December 1999 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 15 November 1996 |
| Series 62 | Corporate Securities Limited Representative Examination | 15 June 1995 |
| Series 22 | Direct Participation Programs Representative Examination | 3 November 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 April 1990 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 March 1990 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- John Edward Levee
- CRD
- 2022567
- Firm
- RIA Wealth Advisors · CRD 312072
- Role
- Manager
- Office
- 310 W Main St. Ave, Round Rock, TX 78664
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- animascapital.com
Where does John Levee work?
John Levee has been Manager of RIA Wealth Advisors, LLC since February 2023, and is a control person of the firm.
Is John Levee a financial advisor?
Yes. John Levee has a current investment-adviser registration in Texas, through RIA Wealth Advisors since February 2023.
How many years of experience does John Levee have?
John Levee has 34 years in the financial industry, since January 1992, across 6 adviser firms.
What exams has John Levee passed?
John Levee has passed 6 licensing exams: the Series 63, Series 6, Series 22, Series 62, Series 26 and Series 65. The earliest, the Series 63, was passed in March 1990. FINRA credited John Levee with the SIE, which began in October 2018.
Where did John Levee work before RIA Wealth Advisors?
Before RIA Wealth Advisors, John Levee was registered through Integrated Advisors Network LLC, September 2015 to January 2020; First Allied Advisory Services, Inc., January 2007 to July 2015; FFP Advisory Services Inc, March 1993 to January 2007.
Where is John Levee based?
John Levee’s registered office is in Round Rock, TX.
Is John Levee registered with FINRA?
Yes. John Levee has a current broker registration, under CRD 2022567.
Source: FINRA BrokerCheck
How can I verify John Levee’s record?
Search CRD 2022567 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Levee’s full registration record.