Derek Levee has been Chief Compliance Officer of RIA Wealth Advisors since April 2025, is a control person of the firm and directly owns 75% or more of it.
RIA Wealth Advisors, LLC is a Round Rock, TX firm with $126M under management, 241 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Derek Levee’s longest registration was 7 years at First Allied Advisory Services, Inc. (2007–2015). Before joining RIA Wealth Advisors in 2023, Derek Levee was registered through RIA Advisors and Integrated Advisors Network LLC.
- Diversify Advisory Services, LLC– · under a yearDurango, CO · Adviser representative · Firm CRD 326060
- RIA Wealth Advisors, LLCCurrent– present · 3 yearsDurango, CO · Adviser representative · Firm CRD 312072
- RIA Advisors– · 3 yearsDurango, CO · Adviser representative · Firm CRD 150661
- Integrated Advisors Network LLC– · 4 yearsDurango, CO · Adviser representative · Firm CRD 171991
- First Allied Advisory Services, Inc.– · 7 yearsDurango, CO · Adviser representative · Firm CRD 137888
Investment adviser representative registrations
Derek Levee is registered as an investment adviser representative in Colorado, since March 2023.
- ColoradoSince 13 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 15 December 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 May 2000 |
| Series 7 | General Securities Representative Examination | 28 April 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Derek Brandt Levee
- CRD
- 4121563
- Firm
- RIA Wealth Advisors · CRD 312072
- Role
- Chief Compliance Officer
- Office
- 1485 Florida Road, Suite C202, Durango, CO 81301
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Derek Levee work?
Derek Levee has been Chief Compliance Officer of RIA Wealth Advisors, LLC since April 2025, and is a control person of the firm.
Is Derek Levee a financial advisor?
Yes. Derek Levee has a current investment-adviser registration in Colorado, through RIA Wealth Advisors since March 2023.
How many years of experience does Derek Levee have?
Derek Levee has 26 years in the financial industry, since April 2000, across 5 adviser firms.
What exams has Derek Levee passed?
Derek Levee has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 2000. FINRA credited Derek Levee with the SIE, which began in October 2018.
Where did Derek Levee work before RIA Wealth Advisors?
Before RIA Wealth Advisors, Derek Levee was registered through Integrated Advisors Network LLC, September 2015 to January 2020; First Allied Advisory Services, Inc., October 2007 to August 2015.
Where is Derek Levee based?
Derek Levee’s registered office is in Durango, CO.
Is Derek Levee registered with FINRA?
Yes. Derek Levee has a current broker registration, under CRD 4121563.
Source: FINRA BrokerCheck
How can I verify Derek Levee’s record?
Search CRD 4121563 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Derek Levee’s full registration record.