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Top 3 financial advisor firms in Bellaire

3 SEC-registered financial advisor firms are headquartered in Bellaire, TX, with $434M in combined regulatory assets under management. The largest by assets are Mandalay Financial ($171M), Pivot Point Advisors ($142M) and Leder Fiduciary Capital ($121M).

3
Financial advisor firms
$434M
Their combined AUM
$142M
Median firm AUM
234
Clients of the top 3

The 3 largest by assets

  1. 1
    Mandalay Financial

    RIA

    $171M

  2. 2
    Pivot Point Advisors

    RIA

    $142M

  3. 3
    Leder Fiduciary Capital

    RIA

    $121M

Profiles of the top 3

No. 1 · RIA

Mandalay Financial

Mandalay Financial is an investment adviser based in Bellaire, TX, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $171 million, as filed on 30 March 2026.

Mandalay Financial charges 1.00% for its Standard advisory fee. The brochure does not state whether the rate is annual.

Regulatory AUM
$171M
Clients
113
Advisory staff
2
Fee schedule
1.00% to 1.00%
Headquarters
6750 West Loop South, Suite 1080, Bellaire, TX 77401
Phone
713-667-4026
Website
ridgebackcm.com

No. 2 · RIA

Pivot Point Advisors

Pivot Point Advisors is an investment adviser based in Bellaire, TX, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $142 million, as filed on 13 February 2026.

Pivot Point Advisors charges 0.30%–1.50% for its Asset management. The brochure does not state whether the rate is annual.

Regulatory AUM
$142M
Clients
90
Advisory staff
2
Fee schedule
0.30% to 1.50%
Minimum account
$250,000
Custodians
Charles Schwab
Headquarters
5959 West Loop South, Suite 333, Bellaire, TX 77401
Phone
713-715-7000

No. 3 · RIA

Leder Fiduciary Capital

Leder Fiduciary Capital is an investment adviser based in Bellaire, TX, registered with the SEC since 2026. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $121 million, as filed on 22 April 2026.

Leder Fiduciary Capital charges 0.25%–0.65% a year for its Portfolio Management Services.

Regulatory AUM
$121M
Clients
31
Advisory staff
1
Fee schedule
0.25% to 0.65% a year
Custodians
Charles Schwab
Headquarters
6300 West Loop South, Suite 280, Bellaire, TX 77401
Phone
713-870-9516
Website
lederfidcap.com

Questions about financial advisors in Bellaire

How many financial advisor firms are headquartered in Bellaire?

3 SEC-registered financial advisor firms report their principal office in Bellaire, TX, managing $434M in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Bellaire?

Mandalay Financial, with $171M in regulatory assets under management on its latest Form ADV. The next largest are Pivot Point Advisors ($142M) and Leder Fiduciary Capital ($121M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Bellaire?

The median firm manages $142M in regulatory assets. That is the midpoint of the 3 firms headquartered in Bellaire.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Bellaire charge?

Of the 3 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.65% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Bellaire?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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