Pivot Point Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Pivot Point Advisors reports 90 clients. They include 63 individual clients and 27 high-net-worth individuals. Of its assets, 98.0% ($139M across 293 accounts) are managed with discretion; $2.9M across 12 accounts are not. It advised 4 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 70% | 28% |
| High-net-worth individuals | 30% | 72% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 63 | $40M | 28.3% | $636K |
| High-net-worth individuals | 27 | $102M | 71.7% | $3.76M |
| Corporations and other businesses | Fewer than 5 | $3.04K | 0.0% | — |
| Total | 90 | $142M | 100% | — |
- Clients
- 63
- Regulatory AUM
- $40M
- AUM share
- 28.3%
- Avg. per client
- $636K
- Clients
- 27
- Regulatory AUM
- $102M
- AUM share
- 71.7%
- Avg. per client
- $3.76M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.04K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 90
- Regulatory AUM
- $142M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 4
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Pivot Point Advisors charges 0.30%–1.50% for its Asset management. The brochure does not state whether the rate is annual. The fee is billed in advance, is negotiable and requires an account of at least $250,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial plans are $3,900 and consulting is $250 an hour; financial planning fees are payable after the services are delivered.
Martin Gremm owns 50% to 75% of Pivot Point Advisors. It has 3 employees, 2 of them in advisory roles.
Leadership
Martin GremmManaging Member/CEO/CCO
Marc SchindlerMember/Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Pivot Point Advisors, LLC
Martin Gremm
Control person · since March 2004
- Owns 50% to 75% of Pivot Point Advisors, LLC
Marc Schindler
Control person · since May 2004
Pivot Point Advisors’ regulatory assets grew from $121M (March 2024) to $142M (February 2026); clients were 90 in both filings and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $142M | 90 | 3 | 1 |
| Mar 2025March 2025 | $131M | 90 | 3 | 1 |
| Mar 2024March 2024 | $121M | 86 | 3 | 1 |
Besides its headquarters, Pivot Point Advisors has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 5959 West Loop South, Suite 333, BellaireHQ
Contact and registration details
- Legal name
- Pivot Point Advisors, LLC
- Headquarters
- 5959 West Loop South, Suite 333, Bellaire, TX 77401
- Website
- Not reported
- Phone
- 713-715-7000
- @pivot-point-advisors
- SEC file
- 801-129978
- Structure
- Delaware LLC
- Fiscal year end
- December
Pivot Point Advisors’ named custodian for separately managed accounts is Charles Schwab ($142M). Pivot Point Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $142M100%
At year end, Pivot Point Advisors’ separately managed accounts were mostly in stocks (74%) and funds (20%).
What the accounts hold
- Stocks74%
- Funds20%
- Registered funds17%
- Pooled vehicles3%
- Bonds2%
- Cash4%
How many clients does Pivot Point Advisors have?
Pivot Point Advisors has 90 clients and manages $142 million for them, as of February 2026. They include 63 individual clients and 27 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 February 2026
What services does Pivot Point Advisors offer?
Pivot Point Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Pivot Point Advisors charge?
Pivot Point Advisors charges 0.30%–1.50% for its Asset management. The brochure does not state whether the rate is annual. The fee is billed in advance, is negotiable and requires an account of at least $250,000.
Which custodians does Pivot Point Advisors use?
Pivot Point Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $142M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 February 2026
How many financial advisors does Pivot Point Advisors have?
Pivot Point Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pivot Point Advisors invest in?
At the end of its last fiscal year, Pivot Point Advisors’ separately managed accounts held 74% exchange-traded equities, 17% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 3% pooled vehicles (private funds and similar) and 2% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Pivot Point Advisors have a minimum investment?
Yes, Pivot Point Advisors’ minimum account size for its Asset management is $250K.
Who owns Pivot Point Advisors?
Pivot Point Advisors’ direct owners are Martin Gremm (50% to 75%) and Marc Schindler (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 13 February 2026
How does Pivot Point Advisors get paid?
Pivot Point Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Pivot Point Advisors?
Pivot Point Advisors’ main office is at 5959 West Loop South, Suite 333, Bellaire, TX 77401. Its phone number is 713-715-7000.