Marc Schindler has been Member/Compliance Officer of Pivot Point Advisors since May 2004, is a control person of the firm and directly owns between 50% and 75% of it. Marc Schindler holds a Degree in International Business from the University of Texas.
Pivot Point Advisors, LLC is a Bellaire, TX firm with $142M under management, 90 clients and 2 advisers in one office, as of its February 2026 filing.
Marc B. Schindler is a founding partner of Pivot Point Advisors, LLC. He has more than 38 years of experience in the financial industry. Prior to Pivot Point Advisors, Marc was a Vice President with RBC Dain Rauscher and various other firms.
Marc Schindler’s longest registration is the current one, 22 years at Pivot Point Advisors since 2004. Before joining Pivot Point Advisors in 2004, Marc Schindler was registered through RBC Dain Rauscher Inc.
- Pivot Point Advisors, LLCCurrent– present · 22 yearsBellaire, TX · Adviser representative · Firm CRD 130562
- RBC Dain Rauscher Inc.– · 1 yearHouston, TX · Adviser representative · Firm CRD 31194
Professional designations
Listed by Pivot Point Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Marc Schindler is registered as an investment adviser representative in Texas, since May 2004.
- TexasSince 28 May 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 November 1995 |
| Series 3 | National Commodity Futures Examination | 13 July 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 May 1988 |
| Series 7 | General Securities Representative Examination | 21 May 1988 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Marc Benjamin Schindler
- CRD
- 1830780
- Firm
- Pivot Point Advisors · CRD 130562
- Role
- Member/Compliance Officer
- Office
- 5959 WEST LOOP SOUTH, 333, Bellaire, TX 77401
- Registration
- Investment adviser registration
- In the industry since
- June 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pivotpointadvisors.com
Where does Marc Schindler work?
Marc Schindler has been Member/Compliance Officer of Pivot Point Advisors, LLC since May 2004, and is a control person of the firm.
Is Marc Schindler a financial advisor?
Yes. Marc Schindler has a current investment-adviser registration in Texas, through Pivot Point Advisors since May 2004.
How many years of experience does Marc Schindler have?
Marc Schindler has 24 years in the financial industry, since June 2002, across 2 adviser firms.
What exams has Marc Schindler passed?
Marc Schindler has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in May 1988.
Where is Marc Schindler based?
Marc Schindler’s registered office is in Bellaire, TX.
Is Marc Schindler registered with FINRA?
No. Marc Schindler has no current broker registration.
Is Marc Schindler a CFP?
Pivot Point Advisors lists Marc Schindler with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Marc Schindler’s record?
Search CRD 1830780 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marc Schindler’s full registration record.
