Top 10 financial advisor firms in Lake Oswego

13 SEC-registered financial advisor firms are headquartered in Lake Oswego, OR, with $14.2B in combined regulatory assets under management. The largest by assets are Aldrich Wealth, Limited Partnership ($7.62B), Aerodigm Wealth ($1.46B) and Cedar Mountain Advisors ($1.2B).

13
Financial advisor firms: $14.2B
Their combined AUM: $393M
Median firm AUM: 4,395
Clients of the top 10

The 10 largest by assets

1
Aldrich Wealth, Limited Partnership
RIA
$7.62B
0.60% to 1.00% a year
2
Aerodigm Wealth
RIA
$1.46B
0.30% to 0.95% a year
3
Cedar Mountain Advisors
RIA
$1.2B
1.15% to 1.75% a year
4
CGC Financial Services
RIA
$876M
Up to 1.15% a year
5
Progressive Investment Management
RIA
$758M
0.50% to 1.25% a year
6
Allium Financial Advisors
RIA
$734M
0.60% to 1.00% a year
7
Panoramic Capital Partners
RIA
$393M
Up to 1.50% a year
8
VergePointe Wealth Management
RIA
$283M
0.50% to 1.25% a year
9
Taurus Capital Advisors
RIA
$231M
0.30% to 1.00% a year
10
Orca Investment Management
RIA
$212M
Up to 1.25% a year

Profiles of the top 10

No. 1 · RIA

Aldrich Wealth, Limited Partnership

Aldrich Wealth, Limited Partnership is an investment adviser based in Lake Oswego, OR, registered with the SEC since 2008. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. Its regulatory assets under management total $7.62 billion, as filed on 5 March 2026.

Aldrich Wealth, Limited Partnership charges 0.60%–1.00% a year for its Private Wealth Services.

Regulatory AUM: $7.62B
Clients: 782
Advisory staff: 26
Fee schedule: 0.60% to 1.00% a year
Custodians: Charles Schwab, Great-West Trust
Headquarters: 5665 SW Meadows RD, Suite 200, Lake Oswego, OR 97035
Phone: 503-620-5329
Website: wealthadvisors.com

No. 2 · RIA

Aerodigm Wealth

Aerodigm Wealth is an investment adviser based in Lake Oswego, OR, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals, other clients, and corporations and other businesses. Its regulatory assets under management total $1.46 billion, as filed on 15 July 2026.

Aerodigm Wealth charges 0.30%–0.95% a year for its Investment Management Service.

Regulatory AUM: $1.46B
Clients: 256
Advisory staff: 5
Fee schedule: 0.30% to 0.95% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 5885 Meadows Road, Suite 200, Lake Oswego, OR 97035
Phone: 503-697-4118
Website: aerodigmwealth.com

No. 3 · RIA

Cedar Mountain Advisors

Cedar Mountain Advisors is an investment adviser based in Lake Oswego, OR, registered with the SEC since 2008. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $1.2 billion, as filed on 24 March 2026.

Cedar Mountain Advisors charges 1.15%–1.75% a year for its Investment Advisory Program (IAP).

Regulatory AUM: $1.2B
Clients: 890
Advisory staff: 6
Fee schedule: 1.15% to 1.75% a year
Custodians: Charles Schwab, SEI Private Trust
Headquarters: 5285 Meadows RD, Suite 360, Lake Oswego, OR 97035
Phone: 503-224-6868
Website: cmapdx.com

No. 4 · RIA

CGC Financial Services

CGC Financial Services is an investment adviser based in Lake Oswego, OR, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $876 million, as filed on 20 August 2026.

CGC Financial Services charges up to 1.15% a year for its Investment management.

Regulatory AUM: $876M
Clients: 1,151
Advisory staff: 5
Founded: 2006
Fee schedule: Up to 1.15% a year
Custodians: Charles Schwab
Headquarters: 5 Centerpointe DR Suite 550, Lake Oswego, OR 97035
Phone: 503-670-1958
Website: cgcfinancialservices.com

No. 5 · RIA

Progressive Investment Management

Progressive Investment Management is an investment adviser based in Lake Oswego, OR, registered with the SEC since 1988. It provides investment management. Its clients include high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Its regulatory assets under management total $758 million, as filed on 20 March 2026.

Progressive Investment Management charges 0.50%–1.25% a year for its Separately Managed Accounts.

Regulatory AUM: $758M
Clients: 176
Advisory staff: 4
Founded: 1987
Fee schedule: 0.50% to 1.25% a year
Minimum account: $2,000,000
Custodians: Charles Schwab
Headquarters: 310 N. State Street, Suite 214, Lake Oswego, OR 97034
Phone: 503-224-7828
Website: progressiveinvestment.com

No. 6 · RIA

Allium Financial Advisors

Allium Financial Advisors is an investment adviser based in Lake Oswego, OR, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $734 million, as filed on 23 July 2026.

Allium Financial Advisors charges 0.60%–1.00% a year for its Investment Management Fees.

Regulatory AUM: $734M
Clients: 243
Advisory staff: 4
Fee schedule: 0.60% to 1.00% a year
Headquarters: 310 N State Street, Suite 208, Lake Oswego, OR 97034
Phone: 877-487-6860
Website: alliumfinancial.com

No. 7 · RIA

Panoramic Capital Partners

Panoramic Capital Partners is an investment adviser based in Lake Oswego, OR, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $393 million, as filed on 2 March 2026.

Panoramic Capital Partners charges up to 1.50% a year for its Asset Management.

Regulatory AUM: $393M
Clients: 159
Advisory staff: 6
Founded: 2024
Fee schedule: Up to 1.50% a year
Custodians: Charles Schwab
Headquarters: 4949 Meadows Road, Suite 360, Lake Oswego, OR 97035
Phone: 503-937-7819
Website: panoramiccp.com

No. 8 · RIA

VergePointe Wealth Management

VergePointe Wealth Management is an investment adviser based in Lake Oswego, OR, registered with the SEC since 2009. It provides financial planning and investment management. Its clients include high-net-worth individuals, pooled investment vehicles and individual clients. Its regulatory assets under management total $283 million, as filed on 2 March 2026.

VergePointe Wealth Management charges 0.50%–1.25% a year for its Investment Advisory Services.

Regulatory AUM: $283M
Clients: 111
Advisory staff: 4
Fee schedule: 0.50% to 1.25% a year
Custodians: Pershing, Charles Schwab
Headquarters: 15400 Boones Ferry RD., Suite 201, Lake Oswego, OR 97035
Phone: 503-684-0100
Website: vergepointe.com

No. 9 · RIA

Taurus Capital Advisors

Taurus Capital Advisors is an investment adviser based in Lake Oswego, OR, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $231 million, as filed on 30 March 2026.

Taurus Capital Advisors charges 0.30%–1.00% a year for its Investment Advisory Services.

Regulatory AUM: $231M
Clients: 263
Advisory staff: 4
Founded: 2005
Fee schedule: 0.30% to 1.00% a year
Minimum account: $750,000
Custodians: Charles Schwab
Headquarters: 16325 Boones Ferry Road, Suite 203, Lake Oswego, OR 97035
Phone: 503-756-2972
Website: tauruscap.com

No. 10 · RIA

Orca Investment Management

Orca Investment Management is an investment adviser based in Lake Oswego, OR, registered with the SEC since 2007. It provides investment management. Its clients include individual clients, high-net-worth individuals and charitable organizations. Its regulatory assets under management total $212 million, as filed on 1 May 2026.

Orca Investment Management charges up to 1.25% a year for its Asset-Based Management Fee.

Regulatory AUM: $212M
Clients: 364
Advisory staff: 3
Fee schedule: Up to 1.25% a year
Custodians: Charles Schwab, Pershing
Headquarters: 6 Centerpointe Drive, Suite 300, Lake Oswego, OR 97035
Phone: 503-582-9500
Website: orcaim.com

Questions about financial advisors in Lake Oswego

How many financial advisor firms are headquartered in Lake Oswego?

13 SEC-registered financial advisor firms report their principal office in Lake Oswego, OR, managing $14.2B in regulatory assets between them. The other 11 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Lake Oswego?

Aldrich Wealth, Limited Partnership, with $7.62B in regulatory assets under management on its latest Form ADV. The next largest are Aerodigm Wealth ($1.46B) and Cedar Mountain Advisors ($1.2B).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Lake Oswego?

The median firm manages $393M in regulatory assets. That is the midpoint of the 13 firms headquartered in Lake Oswego.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Lake Oswego charge?

Of the 10 largest firms, 10 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.95% to 1.75% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Lake Oswego?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Lake Oswego has 13 financial advisor firms; see every adviser in the city →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in Lake Oswego

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