Allium Financial Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, business succession planning, estate planning, insurance, philanthropic planning, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
Allium Financial Advisors reports 243 clients. They include 171 high-net-worth individuals, 61 individual clients, and 7 corporations and other businesses. Of its assets, 95.9% ($703M across 903 accounts) are managed with discretion; $30.1M across 31 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 25% | 3% |
| High-net-worth individuals | 70% | 91% |
| Charitable organizations | 2% | 3% |
| Corporations and other businesses | 3% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 61 | $21.7M | 3.0% | $356K |
| High-net-worth individuals | 171 | $668M | 91.1% | $3.91M |
| Charitable organizations | Fewer than 5 | $23.6M | 3.2% | $5.89M |
| Corporations and other businesses | 7 | $19.9M | 2.7% | $2.85M |
| Total | 243 | $734M | 100% | — |
- Clients
- 61
- Regulatory AUM
- $21.7M
- AUM share
- 3.0%
- Avg. per client
- $356K
- Clients
- 171
- Regulatory AUM
- $668M
- AUM share
- 91.1%
- Avg. per client
- $3.91M
- Clients
- Fewer than 5
- Regulatory AUM
- $23.6M
- AUM share
- 3.2%
- Avg. per client
- $5.89M
- Clients
- 7
- Regulatory AUM
- $19.9M
- AUM share
- 2.7%
- Avg. per client
- $2.85M
Total
- Clients
- 243
- Regulatory AUM
- $734M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Allium Financial Advisors charges 0.60%–1.00% a year for its Investment Management Fees. The fee is billed in advance, is negotiable and has a $5,000 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Fees
- Financial planning has a one-time set-up fee of at least $2,500, plus an annual ongoing fee of 0.10% of assets under management.
Trillium Consulting Inc. owns 75% or more of Allium Financial Advisors and is in turn owned by Sheree Arntson (25–50%) and Pradeep Tempalli (25–50%). The leadership team of Allium Financial Advisors includes Chief Investment Officer Scott Thompson and Chief Compliance Officer Sheree Arntson. It has 10 employees, 4 of them in advisory roles.
Leadership
- Sheree ArntsonPrincipal and Chief Compliance Officer
- Pradeep TempalliSenior Wealth Advisor
- Scott ThompsonChief Investment Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Sheree Demers Arntson
- Michael Standifer Elfers
- Jordan Lawrence Jeffrey Fee
- Pradeep Tempalli
- Jacqueline Thompson
- Scott Alan Thompson
- Michelle Lynn Wanless
Staff
- 10 employees
- 4 in advisory functions
- 5 state-registered reps
- 2 insurance agents
- 1 soliciting firm
- Owns 75% or more of Allium Financial Advisors, LLC
Trillium Consulting Inc.
Control person · since April 2017
- Owns 25% to 50% of Trillium Consulting Inc.
Sheree Arntson
Control person · since April 2017
- Owns 25% to 50% of Trillium Consulting Inc.
Pradeep Tempalli
Control person · since April 2017
Scott Thompson
Chief investment officer and director · Control person · since April 2022
Allium Financial Advisors’ regulatory assets grew 1.9× from $388M (July 2021) to $734M (July 2026); clients fell from 527 to 243 and employees rose from 7 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $734M | 243 | 10 | 1 |
| June 2025 | $639M | 168 | 10 | 1 |
| March 2024 | $558M | 168 | 9 | 1 |
| March 2023 | $463M | 189 | 9 | 1 |
| June 2022 | $426M | 583 | 9 | 1 |
| July 2021 | $388M | 527 | 7 | 1 |
Besides its headquarters, Allium Financial Advisors has 0 offices, with 1 listed address in Oregon.
Oregon · 1 listed address
- 310 N State Street, Suite 208, Lake OswegoHQ
Contact and registration details
- Legal name
- Allium Financial Advisors, LLC
- Headquarters
- 310 N State Street, Suite 208, Lake Oswego, OR 97034
- Website
- alliumfinancial.com
- Phone
- 877-487-6860
- SEC file
- 801-110536
- Structure
- Oregon LLC
- Fiscal year end
- December
Allium Financial Advisors has custody of $11.1M in client assets for 1 client.
At year end, Allium Financial Advisors’ separately managed accounts were mostly in funds (84%) and stocks (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $153M across 80 positions; the largest are iShares TR (16.0%), Berkshire Hathaway Inc. Del (13.7%) and iShares TR (8.2%).
What the accounts hold
- Stocks11%
- Funds84%
- Registered funds58%
- Pooled vehicles26%
- Cash3%
Filed values cover 98%. The neutral 2% gap has no reported category.
Reported 13F holdings
- $153M
- Reported 13F value
- 80
- Positions
- 62.0%
- In the 10 largest
- +22.5%
- Value vs. prior quarter
- iShares TR · MSCI Emg Mkt ETF16.0%
- Berkshire Hathaway Inc. Del · CL A13.7%
- iShares TR · Core S&P500 ETF8.2%
- Nvidia Corporation4.4%
- Apple Inc.4.3%
- Pimco Dynamic Income FD4.1%
- Costco Wholesale Corporation3.2%
- National Storage Affiliates · Com Shs Ben IN2.8%
- Dimensional ETF Trust · US Cor Equ 2 ETF2.7%
- iShares TR · Rus Mid Cap ETF2.7%
Together, the ten largest are 62.0% of reported value.
How many clients does Allium Financial Advisors have?
Allium Financial Advisors has 243 clients and manages $734 million for them, as of July 2026. They include 171 high-net-worth individuals, 61 individual clients, and 7 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 July 2026
What services does Allium Financial Advisors offer?
Allium Financial Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, business succession planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Allium Financial Advisors charge?
Allium Financial Advisors charges 0.60%–1.00% a year for its Investment Management Fees. The fee is billed in advance, is negotiable and has a $5,000 annual minimum.
Source: ADV 2A DISCLOSURE BROCHURE - ALLIUM FINANCIAL ADVISORS, filed 30 March 2026
How many financial advisors does Allium Financial Advisors have?
Allium Financial Advisors has 5 investment adviser representatives registered with state securities authorities, out of 10 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Allium Financial Advisors invest in?
At the end of its last fiscal year, Allium Financial Advisors’ separately managed accounts held 58% registered funds (mutual funds, ETFs, BDCs), 26% pooled vehicles (private funds and similar), 11% exchange-traded equities and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Allium Financial Advisors?
Allium Financial Advisors is owned through a holding company by Sheree Arntson and Pradeep Tempalli. Its direct owner is Trillium Consulting Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 July 2026
How does Allium Financial Advisors get paid?
Allium Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Allium Financial Advisors?
Allium Financial Advisors’ main office is at 310 N State Street, Suite 208, Lake Oswego, OR 97034. Its phone number is 877-487-6860. Its website is alliumfinancial.com.