VergePointe Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
VergePointe Wealth Management reports 111 clients. They include 80 high-net-worth individuals, 18 individual clients and 8 pooled investment vehicles. Of its assets, 99.3% ($281M across 214 accounts) are managed with discretion; $2.1M across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 16% | 1% |
| High-net-worth individuals | 72% | 76% |
| Pooled investment vehicles | 7% | 22% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | 5% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 18 | $3.55M | 1.3% | $197K |
| High-net-worth individuals | 80 | $215M | 75.7% | $2.68M |
| Pooled investment vehicles | 8 | $62.4M | 22.0% | $7.8M |
| Pension and profit-sharing plans | Fewer than 5 | $2.1M | 0.7% | — |
| Charitable organizations | 5 | $725K | 0.3% | $145K |
| Total | 111 | $283M | 100% | — |
- Clients
- 18
- Regulatory AUM
- $3.55M
- AUM share
- 1.3%
- Avg. per client
- $197K
- Clients
- 80
- Regulatory AUM
- $215M
- AUM share
- 75.7%
- Avg. per client
- $2.68M
- Clients
- 8
- Regulatory AUM
- $62.4M
- AUM share
- 22.0%
- Avg. per client
- $7.8M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.1M
- AUM share
- 0.7%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $725K
- AUM share
- 0.3%
- Avg. per client
- $145K
Total
- Clients
- 111
- Regulatory AUM
- $283M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
VergePointe Wealth Management charges 0.50%–1.25% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.25% |
| $1M–$2M | 1.15% |
| $2M–$5M | 1.00% |
| $5M–$7.5M | 0.75% |
| $7.5M–$10M | 0.60% |
| $10M and above | 0.50% |
Fee details and sources
Other fees
- Investment consultation and financial planning
- Consultation and financial planning are billed at an hourly rate of $210 to $570 per hour, or as a fixed fee for each project.
Matthew Vance owns 25% to 50% of VergePointe Wealth Management. The leadership team of VergePointe Wealth Management includes Chief Compliance Officer Matthew Vance. It has 4 employees.
Leadership
- Matthew VanceChief Compliance Officer/Managing Member
- Craig OlsonManaging Member
- Scott RobertsManaging Member
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Craig Jon Olson
- Scott Jay Roberts
- Scott Allan Theodorson
- Matthew David Vance
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- Owns 25% to 50% of Vergepointe Wealth Management, LLC
Matthew Vance
Control person · since September 2009
- Owns 25% to 50% of Vergepointe Wealth Management, LLC
Scott Roberts
Control person · since September 2009
- Owns 25% to 50% of Vergepointe Wealth Management, LLC
Craig Olson
Control person · since August 2009
VergePointe Wealth Management’s regulatory assets grew from $218M (March 2021) to $283M (March 2026); clients rose from 85 to 111 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $283M | 111 | 4 | 1 |
| March 2025 | $260M | 79 | 4 | 1 |
| March 2024 | $228M | 83 | 4 | 1 |
| February 2023 | $213M | 84 | 4 | 1 |
| March 2022 | $226M | 77 | 4 | 1 |
| March 2021 | $218M | 85 | 4 | 1 |
Besides its headquarters, VergePointe Wealth Management has 0 offices, with 1 listed address in Oregon.
Oregon · 1 listed address
- 15400 Boones Ferry RD., Suite 201, Lake OswegoHQ
Contact and registration details
- Legal name
- Vergepointe Wealth Management, LLC
- Headquarters
- 15400 Boones Ferry RD., Suite 201, Lake Oswego, OR 97035
- Website
- vergepointe.com
- Phone
- 503-684-0100
- SEC file
- 801-70579
- Structure
- Oregon LLC
- Fiscal year end
- December
VergePointe Wealth Management uses Charles Schwab ($179M, 86%) and Pershing ($28.8M, 14%) as custodians for its separately managed accounts. VergePointe Wealth Management has custody of client assets.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $28.8M14%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $179M86%
At year end, VergePointe Wealth Management’s separately managed accounts were mostly in funds (69%) and bonds (13%).
What the accounts hold
- Stocks9%
- Funds69%
- Bonds13%
- State and local bonds6%
- U.S. government and agency bonds4%
- Investment grade corporate bonds3%
- Cash9%
How many clients does VergePointe Wealth Management have?
VergePointe Wealth Management has 111 clients and manages $283 million for them, as of March 2026. They include 80 high-net-worth individuals, 18 individual clients and 8 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 March 2026
What services does VergePointe Wealth Management offer?
VergePointe Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does VergePointe Wealth Management charge?
VergePointe Wealth Management charges 0.50%–1.25% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: VERGEPOINTE WEALTH MANAGEMENT, ADV PART 2A, filed 2 March 2026
Which custodians does VergePointe Wealth Management use?
VergePointe Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $179M and Pershing Advisor Solutions LLC (Jersey City, NJ), with $28.8M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 March 2026
How many financial advisors does VergePointe Wealth Management have?
VergePointe Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does VergePointe Wealth Management invest in?
At the end of its last fiscal year, VergePointe Wealth Management’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities, 9% cash and equivalents, 6% state and local bonds, 4% U.S. government and agency bonds and 3% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns VergePointe Wealth Management?
VergePointe Wealth Management’s direct owners are Matthew Vance, Scott Roberts and Craig Olson, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 2 March 2026
How does VergePointe Wealth Management get paid?
VergePointe Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact VergePointe Wealth Management?
VergePointe Wealth Management’s main office is at 15400 Boones Ferry RD., Suite 201, Lake Oswego, OR 97035. Its phone number is 503-684-0100. Its website is vergepointe.com.