{"url":"https://nivawealth.com/firms/vergepointe-wealth-management-151425","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/151425","regulatoryAum":283324092,"crd":"151425","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4086835","suffix":null,"lastName":"OLSON","firstName":"CRAIG","middleName":"JON"},{"crd":"4506090","suffix":null,"lastName":"ROBERTS","firstName":"SCOTT","middleName":"JAY"},{"crd":"2165033","suffix":null,"lastName":"THEODORSON","firstName":"SCOTT","middleName":"ALLAN"},{"crd":"5040101","suffix":null,"lastName":"VANCE","firstName":"MATTHEW","middleName":"DAVID"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-10","regulatoryAum":217803914,"clients":85,"employees":4,"offices":1},{"filedOn":"2022-03-11","regulatoryAum":226362704,"clients":77,"employees":4,"offices":1},{"filedOn":"2023-02-22","regulatoryAum":212588004,"clients":84,"employees":4,"offices":1},{"filedOn":"2024-03-20","regulatoryAum":228442864,"clients":83,"employees":4,"offices":1},{"filedOn":"2025-03-19","regulatoryAum":259912303,"clients":79,"employees":4,"offices":1},{"filedOn":"2026-03-02","regulatoryAum":283324092,"clients":111,"employees":4,"offices":1}],"secFileNumber":"801-70579","legalName":"Vergepointe 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They include 80 high-net-worth individuals, 18 individual clients and 8 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does VergePointe Wealth Management offer?","answer":"VergePointe Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does VergePointe Wealth Management charge?","answer":"VergePointe Wealth Management charges 0.50%–1.25% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"VERGEPOINTE WEALTH MANAGEMENT, ADV PART 2A, filed 2 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does VergePointe Wealth Management use?","answer":"VergePointe Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $179M and Pershing Advisor Solutions LLC (Jersey City, NJ), with $28.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does VergePointe Wealth Management have?","answer":"VergePointe Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does VergePointe Wealth Management invest in?","answer":"At the end of its last fiscal year, VergePointe Wealth Management’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities, 9% cash and equivalents, 6% state and local bonds, 4% U.S. government and agency bonds and 3% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns VergePointe Wealth Management?","answer":"VergePointe Wealth Management’s direct owners are Matthew Vance, Scott Roberts and Craig Olson, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does VergePointe Wealth Management get paid?","answer":"VergePointe Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact VergePointe Wealth Management?","answer":"VergePointe Wealth Management’s main office is at 15400 Boones Ferry RD., Suite 201, Lake Oswego, OR 97035. Its phone number is 503-684-0100. Its website is vergepointe.com.","source":"Form ADV Part 1A, Item 1.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}