CGC Financial Services provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 1,000 clients last fiscal year.
CGC Financial Services reports 1,151 clients. They include 932 individual clients, 208 high-net-worth individuals and 7 charitable organizations. Of its assets, 97.8% ($856M across 3,079 accounts) are managed with discretion; $19.7M across 24 accounts are not. It advised 43 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 81% | 44% |
| High-net-worth individuals | 18% | 53% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | 3% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 932 | $388M | 44.3% | $416K |
| High-net-worth individuals | 208 | $461M | 52.7% | $2.22M |
| Pension and profit-sharing plans | Fewer than 5 | $638 | 0.0% | $638 |
| Charitable organizations | 7 | $25.6M | 2.9% | $3.65M |
| Corporations and other businesses | Fewer than 5 | $899K | 0.1% | $300K |
| Total | 1,151 | $876M | 100% | — |
- Clients
- 932
- Regulatory AUM
- $388M
- AUM share
- 44.3%
- Avg. per client
- $416K
- Clients
- 208
- Regulatory AUM
- $461M
- AUM share
- 52.7%
- Avg. per client
- $2.22M
- Clients
- Fewer than 5
- Regulatory AUM
- $638
- AUM share
- 0.0%
- Avg. per client
- $638
- Clients
- 7
- Regulatory AUM
- $25.6M
- AUM share
- 2.9%
- Avg. per client
- $3.65M
- Clients
- Fewer than 5
- Regulatory AUM
- $899K
- AUM share
- 0.1%
- Avg. per client
- $300K
Total
- Clients
- 1,151
- Regulatory AUM
- $876M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 43
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1000
CGC Financial Services charges up to 1.15% a year for its Investment management. The fee is billed in advance and is not negotiable.
Fee details and sources
Glen Clemans owns 50% to 75% of CGC Financial Services. The leadership team of CGC Financial Services includes Chief Operating Officer Denise Reinert. It has 13 employees, 5 of them in advisory roles.
Leadership
- Denise ReinertChief Operating Officer/Chief Compliance Officer
Glen ClemansFounding Partner / Managing Executive
Davena YeeFinancial Advisor- Kelly MellingerSenior Client Services Life Events Specialist
- Shannon KeenerTrader
- Shane HuntFinancial Advisor
- Noah SteinbrennerFinancial Advisor
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 13 employees
- 5 in advisory functions
- 5 state-registered reps
- 5 broker-dealer reps
- 1 insurance agent
- Owns 50% to 75% of CGC Financial Services, LLC
Glen Clemans
Control person · since August 2006
- Owns 10% to 25% of CGC Financial Services, LLC
Davena Yee
since October 2018
- Owns 5% to 10% of CGC Financial Services, LLC
Kelly Mellinger
since October 2018
- Owns 5% to 10% of CGC Financial Services, LLC
Shannon Keener
since October 2018
- Owns 5% to 10% of CGC Financial Services, LLC
Denise Reinert
since November 2021
- Owns 5% to 10% of CGC Financial Services, LLC
Shane Hunt
since July 2025
- Owns 5% to 10% of CGC Financial Services, LLC
Noah Steinbrenner
since July 2025
CGC Financial Services’ regulatory assets grew from $584M (March 2021) to $876M (August 2026); clients rose from 948 to 1,151 and employees from 12 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $876M | 1,151 | 13 | 1 |
| July 2025 | $737M | 1,145 | 12 | 1 |
| July 2024 | $665M | 1,124 | 14 | 1 |
| June 2023 | $619M | 3,084 | 12 | 1 |
| March 2022 | $677M | 1,068 | 13 | 1 |
| March 2021 | $584M | 948 | 12 | 1 |
Besides its headquarters, CGC Financial Services has 0 offices, with 1 listed address in Oregon.
Oregon · 1 listed address
- 5 Centerpointe DR Suite 550, Lake OswegoHQ
Contact and registration details
- Legal name
- CGC Financial Services, LLC
- Headquarters
- 5 Centerpointe DR Suite 550, Lake Oswego, OR 97035
- Website
- cgcfinancialservices.com
- Phone
- 503-670-1958
- SEC file
- 801-78845
- Founded
- 2006
- Structure
- Oregon LLC
- Fiscal year end
- December
CGC Financial Services uses Charles Schwab ($876M) as custodian for its separately managed accounts. CGC Financial Services has custody of $17.1M in client assets for 27 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $876M100%
At year end, CGC Financial Services’ separately managed accounts were mostly in funds (91%). Its reported 13F holdings for the quarter ended 30 June 2026 total $445M across 337 positions; the largest are Janus Henderson Aaa Clo ETF (12.8%), Schwab US Dividend Equity ETF (11.7%) and Fidelity Enhanced International ETF (10.7%).
What the accounts hold
- Stocks3%
- Funds91%
- Cash7%
Reported 13F holdings
- $445M
- Reported 13F value
- 337
- Positions
- 83.9%
- In the 10 largest
- +28.5%
- Value vs. prior quarter
- Janus Henderson Aaa Clo ETFETF12.8%
- Schwab US Dividend Equity ETFETF11.7%
- Fidelity Enhanced International ETFETF10.7%
- iShares S&P 500 Growth ETFETF10.6%
- JPMORGAN Hedged Equity Laddered Overlay ETFETF10.1%
- JPMORGAN Active Bond ETFETF6.7%
- Fidelity Hedged Equity ETFETF6.5%
- iShares Core S&P Mid-cap ETFETF5.8%
- JPMORGAN Small & Mid Cap Enhanced Equity ETFETF5.7%
- iShares Russell Top 200 Growth ETFETF3.1%
Together, the ten largest are 83.9% of reported value.
How many clients does CGC Financial Services have?
CGC Financial Services has 1,151 clients and manages $876 million for them, as of August 2026. They include 932 individual clients, 208 high-net-worth individuals and 7 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 August 2026
What services does CGC Financial Services offer?
CGC Financial Services provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does CGC Financial Services charge?
CGC Financial Services charges up to 1.15% a year for its Investment management. The fee is billed in advance and is not negotiable.
Source: CGC FINANCIAL SERVICES, ADV PART 2A, filed 20 August 2026
Which custodians does CGC Financial Services use?
CGC Financial Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $876M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 August 2026
How many financial advisors does CGC Financial Services have?
CGC Financial Services has 5 investment adviser representatives registered with state securities authorities, out of 13 employees, and 5 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does CGC Financial Services invest in?
At the end of its last fiscal year, CGC Financial Services’ separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents and 3% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns CGC Financial Services?
CGC Financial Services’ direct owners are Glen Clemans (50% to 75%), Davena Yee (10% to 25%), Kelly Mellinger (5% to 10%), Shannon Keener (5% to 10%), Denise Reinert (5% to 10%), Shane Hunt (5% to 10%) and Noah Steinbrenner (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 August 2026
How does CGC Financial Services get paid?
CGC Financial Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact CGC Financial Services?
CGC Financial Services’ main office is at 5 Centerpointe DR Suite 550, Lake Oswego, OR 97035. Its phone number is 503-670-1958. Its website is cgcfinancialservices.com.