Kelly Mellinger has been Senior Client Services Life Events Specialist of CGC Financial Services since October 2018, is not listed as a control person, but directly owns between 5% and 10% of the firm.
CGC Financial Services, LLC is a Lake Oswego, OR firm with $876M under management, 1,151 clients and 5 advisers in one office, as of its August 2026 filing.
No adviser firm registrations are on Kelly Mellinger’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 8 August 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 July 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kelly Frances Mellinger
- CRD
- 5106943
- Firm
- CGC Financial Services · CRD 155446
- Role
- Senior Client Services Life Events Specialist
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Kelly Mellinger work?
Kelly Mellinger has been Senior Client Services Life Events Specialist of CGC Financial Services, LLC since October 2018.
Does Kelly Mellinger have a current investment-adviser registration?
Kelly Mellinger has no current investment-adviser or broker registration.
What exams has Kelly Mellinger passed?
Kelly Mellinger has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in July 2008. FINRA credited Kelly Mellinger with the SIE, which began in October 2018.
Is Kelly Mellinger registered with FINRA?
No. Kelly Mellinger has no current broker registration.
How can I verify Kelly Mellinger’s record?
Search CRD 5106943 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kelly Mellinger’s full registration record.
