Davena Yee has been Financial Advisor of CGC Financial Services since October 2018, is not listed as a control person, but directly owns between 10% and 25% of the firm. Davena Yee holds a Bachelor of Science in Human Development and Family Sciences, Family Finance Concentration from Oregon State University.
CGC Financial Services, LLC is a Lake Oswego, OR firm with $876M under management, 1,151 clients and 5 advisers in one office, as of its August 2026 filing.
Davena Yee is Financial Advisor and Partner of CGC Financial Services. Yee started in the industry as an intern in 2001. Yee earned a Behavioral Financial Advisor certification in 2024 and an Accredited Diploma in Coach Training in 2020.
- CGC Financial ServicesCurrent– present · 10 yearsLake Oswego, OR · Adviser representative · Firm CRD 155446
Professional designations
Listed by CGC Financial Services
- Behavioral Financial Advisor™ (BFA™)
Investment adviser representative registrations
Davena Yee is registered as an investment adviser representative in 2 states. The first approvals date from October 2016; the most recent is Oregon, in February 2018.
- OregonSince 13 February 2018
- TexasSince 20 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 August 2016 |
| Series 7 | General Securities Representative Examination | 29 April 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 November 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 November 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Davena Marie Yee
- CRD
- 4669435
- Firm
- CGC Financial Services · CRD 155446
- Role
- Financial Advisor
- Office
- 5 CENTERPOINTE DR SUITE 550, Lake Oswego, OR 97035
- Registration
- Investment adviser registration
- In the industry since
- November 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cgcfinancialservices.com
Where does Davena Yee work?
Davena Yee has been Financial Advisor of CGC Financial Services, LLC since October 2018.
Is Davena Yee a financial advisor?
Yes. Davena Yee has a current investment-adviser registration in Oregon and Texas, through CGC Financial Services since October 2016.
How many years of experience does Davena Yee have?
Davena Yee has 18 years in the financial industry, since November 2007, across 1 adviser firm.
What exams has Davena Yee passed?
Davena Yee has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in November 2007. FINRA credited Davena Yee with the SIE, which began in October 2018.
Where is Davena Yee based?
Davena Yee’s registered office is in Lake Oswego, OR.
Is Davena Yee registered with FINRA?
No. Davena Yee has no current broker registration.
How can I verify Davena Yee’s record?
Search CRD 4669435 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Davena Yee’s full registration record.
