Kobe Gustafson has been an investment adviser representative at CGC Financial Services since August 2026, and is not listed among the firm’s executive officers or direct owners.
CGC Financial Services, LLC is a Lake Oswego, OR firm with $876M under management, 1,151 clients and 5 advisers in one office, as of its August 2026 filing.
Kobe Gustafson’s longest registration was 1 year at Osaic Wealth, Inc. (2024–2026). Before joining CGC Financial Services in 2026, Kobe Gustafson was registered through Osaic Wealth, Inc.
- CGC Financial ServicesCurrent– present · under a yearLake Oswego, OR · Adviser representative · Firm CRD 155446
- Osaic Wealth, Inc.– · 1 yearLake Oswego, OR · Adviser representative · Firm CRD 23131
Investment adviser representative registrations
Kobe Gustafson is registered as an investment adviser representative in Oregon, since August 2026.
- OregonSince 19 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 30 September 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 May 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 March 2024 |
| SIE | Securities Industry Essentials Examination | 28 August 2023 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Kobe Myles Gustafson
- CRD
- 7830878
- Firm
- CGC Financial Services · CRD 155446
- Office
- 5 CENTERPOINTE DR SUITE 550, Lake Oswego, OR 97035
- Registration
- Investment adviser registration
- In the industry since
- September 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Kobe Gustafson work?
Kobe Gustafson is an investment adviser representative registered through CGC Financial Services, LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Kobe Gustafson a financial advisor?
Yes. Kobe Gustafson has a current investment-adviser registration in Oregon, through CGC Financial Services since August 2026.
How many years of experience does Kobe Gustafson have?
Kobe Gustafson has 2 years in the financial industry, since September 2024, across 2 adviser firms.
What exams has Kobe Gustafson passed?
Kobe Gustafson has passed 4 licensing exams: the SIE, Series 63, Series 65 and Series 7TO. The earliest, the SIE, was passed in August 2023.
Where did Kobe Gustafson work before CGC Financial Services?
Before CGC Financial Services, Kobe Gustafson was registered through Osaic Wealth, Inc., October 2024 to August 2026.
Where is Kobe Gustafson based?
Kobe Gustafson’s registered office is in Lake Oswego, OR.
Is Kobe Gustafson registered with FINRA?
No. Kobe Gustafson has no current broker registration.
How can I verify Kobe Gustafson’s record?
Search CRD 7830878 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kobe Gustafson’s full registration record.
