NivaLet’s talk

Top 3 financial advisor firms in Southport

3 SEC-registered financial advisor firms are headquartered in Southport, CT, with $992M in combined regulatory assets under management. The largest by assets are 5th Street Advisors ($524M), Charter Research & Investment Group ($275M) and Southport Station Financial Management ($192M).

3
Financial advisor firms
$992M
Their combined AUM
$275M
Median firm AUM
562
Clients of the top 3

The 3 largest by assets

  1. 1
    5th Street Advisors

    RIA

    $524M

  2. 2
    Charter Research & Investment Group

    RIA

    $275M

  3. 3
    Southport Station Financial Management

    RIA

    $192M

Profiles of the top 3

No. 1 · RIA

5th Street Advisors

5th Street Advisors is an investment adviser based in Southport, CT, registered with the SEC since 2007. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and corporations and other businesses. Its regulatory assets under management total $524 million, as filed on 17 September 2026.

5th Street Advisors charges up to 1.00% a year for its Investment Management Fees.

Regulatory AUM
$524M
Clients
222
Advisory staff
5
Fee schedule
Up to 1.00% a year
Minimum account
$500,000
Custodians
Charles Schwab, Fidelity
Headquarters
107 John Street, Southport, CT 06890
Phone
203-327-1212
Website
5thstreetadvisors.com

No. 2 · RIA

Charter Research & Investment Group

Charter Research & Investment Group is an investment adviser based in Southport, CT, registered with the SEC since 1990. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $275 million, as filed on 30 March 2026.

Charter Research & Investment Group charges 0.25%–1.00% for its Fee Schedule. The brochure does not state whether the rate is annual.

Regulatory AUM
$275M
Clients
158
Advisory staff
3
Founded
1988
Fee schedule
0.25% to 1.00%
Minimum account
$750,000
Custodians
Charles Schwab
Headquarters
2507 Post Road, Southport, CT 06890
Phone
203-259-4004
Website
charterinvestmentgroup.com

No. 3 · RIA

Southport Station Financial Management

Southport Station Financial Management is an investment adviser based in Southport, CT, registered with the SEC since 2008. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $192 million, as filed on 24 March 2026.

Southport Station Financial Management charges 0.75%–1.25% a year for its Investment advisory services.

Regulatory AUM
$192M
Clients
182
Advisory staff
3
Fee schedule
0.75% to 1.25% a year
Custodians
Raymond James
Headquarters
368 Center Street, Southport, CT 06890
Phone
203-254-2333
Website
southportstation.com

Questions about financial advisors in Southport

How many financial advisor firms are headquartered in Southport?

3 SEC-registered financial advisor firms report their principal office in Southport, CT, managing $992M in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Southport?

5th Street Advisors, with $524M in regulatory assets under management on its latest Form ADV. The next largest are Charter Research & Investment Group ($275M) and Southport Station Financial Management ($192M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Southport?

The median firm manages $275M in regulatory assets. That is the midpoint of the 3 firms headquartered in Southport.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Southport charge?

Of the 3 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.25% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Southport?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Southport has 3 financial advisor firms; see every adviser in the city →

Top financial advisor firms in other Connecticut cities