5th Street Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 26–50 clients last fiscal year.
5th Street Advisors reports 222 clients. They include 115 individual clients, 92 high-net-worth individuals, and 11 pension and profit-sharing plans. Of its assets, 68.8% ($361M across 671 accounts) are managed with discretion; $163M across 17 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 52% | 7% |
| High-net-worth individuals | 41% | 53% |
| Pension and profit-sharing plans | 5% | 31% |
| Corporations and other businesses | 2% | 9% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 115 | $35.4M | 6.8% | $308K |
| High-net-worth individuals | 92 | $277M | 52.8% | $3.01M |
| Pension and profit-sharing plans | 11 | $163M | 31.1% | $14.8M |
| Corporations and other businesses | 4 | $49.1M | 9.4% | $12.3M |
| Total | 222 | $524M | 100% | $2.36M |
- Clients
- 115
- Regulatory AUM
- $35.4M
- AUM share
- 6.8%
- Avg. per client
- $308K
- Clients
- 92
- Regulatory AUM
- $277M
- AUM share
- 52.8%
- Avg. per client
- $3.01M
- Clients
- 11
- Regulatory AUM
- $163M
- AUM share
- 31.1%
- Avg. per client
- $14.8M
- Clients
- 4
- Regulatory AUM
- $49.1M
- AUM share
- 9.4%
- Avg. per client
- $12.3M
Total
- Clients
- 222
- Regulatory AUM
- $524M
- AUM share
- 100%
- Avg. per client
- $2.36M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
5th Street Advisors charges up to 1.00% a year for its Investment Management Fees. The fee is billed in arrears and requires an account of at least $500,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Fixed fees generally range from $3,000 to $5,000, or $400 an hour, depending on scope; planning is complimentary for investment management clients who meet the minimum portfolio value.
Cesar Manent owns 50% to 75% of 5th Street Advisors. The leadership team of 5th Street Advisors includes Chief Compliance Officer Shane Pendley. It has 7 employees, 5 of them in advisory roles.
Leadership
- Shane PendleyManaging Member and Chief Compliance Officer
- Abelardo CurdumiManaging Member
- Cesar ManentManaging Member
- Carolina ManentWealth Management Associate
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 5 in advisory functions
- 5 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of 5th Street Advisors, LLC
Cesar Manent
Control person · since March 2006
- Owns 25% to 50% of 5th Street Advisors, LLC
Shane Pendley
Control person · since January 2020
- Owns 10% to 25% of 5th Street Advisors, LLC
Abelardo Curdumi
Control person · since December 2006
- Owns 5% to 10% of 5th Street Advisors, LLC
Carolina Manent
since April 2026
5th Street Advisors’ regulatory assets grew 1.7× from $306M (March 2021) to $524M (September 2026); clients rose from 201 to 222 and employees were 7 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $524M | 222 | 7 | 2 |
| March 2025 | $447M | 224 | 6 | 3 |
| April 2024 | $463M | 218 | 8 | 4 |
| March 2023 | $346M | 223 | 8 | 3 |
| March 2022 | $369M | 212 | 7 | 3 |
| March 2021 | $306M | 201 | 7 | 3 |
Besides its headquarters, 5th Street Advisors has 1 office (1 private residence, listed without an address), with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 107 John Street, SouthportHQ
Contact and registration details
- Legal name
- 5th Street Advisors, LLC
- Headquarters
- 107 John Street, Southport, CT 06890
- Website
- 5thstreetadvisors.com
- Phone
- 203-327-1212
- @5thstreetadvisors
- SEC file
- 801-68066
- Structure
- Connecticut LLC
- Fiscal year end
- December
5th Street Advisors uses Fidelity ($381M, 78%) and Charles Schwab ($109M, 22%) as custodians for its separately managed accounts. 5th Street Advisors has custody of $43.8M in client assets for 37 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $109M22%
- FidelityNational Financial Services LLC · Boston, MA · $381M78%
At year end, 5th Street Advisors’ separately managed accounts were mostly in funds (77%) and bonds (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $263M across 56 positions; the largest are Vanguard Intl Equity Index F (16.3%), Vanguard Index Fds (8.6%) and J P Morgan Exchange Traded F (7.1%).
What the accounts hold
- Stocks8%
- Funds77%
- Bonds13%
- Cash2%
Reported 13F holdings
- $263M
- Reported 13F value
- 56
- Positions
- 64.1%
- In the 10 largest
- +13.2%
- Value vs. prior quarter
- Vanguard Intl Equity Index F · Allwrld EX US16.3%
- Vanguard Index Fds · Total Stk Mkt8.6%
- J P Morgan Exchange Traded F · Short Dura Core7.1%
- Flexshares TR · Iboxx 3r Targt6.8%
- Vanguard Index Fds · Value ETF5.4%
- SPDR Series Trust · ST Port High ETF4.4%
- Vaneck ETF Trust · JP Mrgan EM Loc4.4%
- J P Morgan Exchange Traded F · Ultra Shrt ETF4.3%
- iShares Inc. · MSCI Emrg Chn3.4%
- Global X Fds · US Infr Dev ETF3.3%
Together, the ten largest are 64.1% of reported value.
How many clients does 5th Street Advisors have?
5th Street Advisors has 222 clients and manages $524 million for them, as of September 2026. They include 115 individual clients, 92 high-net-worth individuals, and 11 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 September 2026
What services does 5th Street Advisors offer?
5th Street Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does 5th Street Advisors charge?
5th Street Advisors charges up to 1.00% a year for its Investment Management Fees. The fee is billed in arrears and requires an account of at least $500,000.
Source: 5TH STREET ADVISORS DISCLOSURE BROCHURE, filed 24 March 2026
Which custodians does 5th Street Advisors use?
5th Street Advisors’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $381M and Charles Schwab & Co., Inc. (Omaha, NE), with $109M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 September 2026
How many financial advisors does 5th Street Advisors have?
5th Street Advisors has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does 5th Street Advisors invest in?
At the end of its last fiscal year, 5th Street Advisors’ separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs), 13% U.S. government and agency bonds, 8% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does 5th Street Advisors have a minimum investment?
Yes, 5th Street Advisors’ minimum account size for its Investment Management Fees is $500K.
Source: 5TH STREET ADVISORS DISCLOSURE BROCHURE, filed 24 March 2026
Who owns 5th Street Advisors?
5th Street Advisors’ direct owners are Cesar Manent (50% to 75%), Abelardo Curdumi (10% to 25%), Shane Pendley (25% to 50%) and Carolina Manent (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 17 September 2026
How does 5th Street Advisors get paid?
5th Street Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is 5th Street Advisors registered with the SEC?
Yes, 5th Street Advisors has been registered with the SEC as an investment adviser since 25 June 2007. Its CRD number is 140165 and its SEC file number is 801-68066.
Source: Form ADV Part 1A, Item 1, filed 17 September 2026; IAPD firm record
How do I contact 5th Street Advisors?
5th Street Advisors’ main office is at 107 John Street, Southport, CT 06890. Its phone number is 203-327-1212. Its website is 5thstreetadvisors.com.