Shane Pendley has been Managing Member and Chief Compliance Officer of 5th Street Advisors since January 2020, is a control person of the firm and directly owns between 25% and 50% of it. Shane Pendley holds a J.D. from Tulane University School of Law and a B.A. from the University of Colorado, Boulder.
5th Street Advisors, LLC is a Southport, CT firm with $524M under management, 222 clients and 5 advisers across 2 offices, as of its September 2026 filing.
Shane Pendley is Managing Partner and a Wealth Advisor at 5th Street Advisors. He provides tailored solutions to high-net-worth clients, managing investments, developing financial plans and partnering with tax, legal and other professional advisors, and consults with business owners on retirement plans and with investment committees. A lawyer by training, he practiced as a securities litigator before joining the firm.
- 5th Street Advisors, LLCCurrent– present · 10 yearsSouthport, CT · Adviser representative · Firm CRD 140165
Professional designations
Listed by 5th Street Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Shane Pendley is registered as an investment adviser representative in Connecticut, since August 2018.
- ConnecticutSince 2 August 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 March 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Shane Dee Pendley
- CRD
- 6634776
- Firm
- 5th Street Advisors · CRD 140165
- Role
- Managing Member and Chief Compliance Officer
- Office
- 107 John Street, Southport, CT 06890
- Registration
- Investment adviser registration
- In the industry since
- April 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- 5thstreetadvisors.com
Where does Shane Pendley work?
Shane Pendley has been Managing Member and Chief Compliance Officer of 5th Street Advisors, LLC since January 2020, and is a control person of the firm.
Is Shane Pendley a financial advisor?
Yes. Shane Pendley has a current investment-adviser registration in Connecticut, through 5th Street Advisors since April 2016.
How many years of experience does Shane Pendley have?
Shane Pendley has 10 years in the financial industry, since April 2016, across 1 adviser firm.
What exams has Shane Pendley passed?
Shane Pendley passed the Series 65 in March 2016.
Where is Shane Pendley based?
Shane Pendley’s registered office is in Southport, CT.
Is Shane Pendley registered with FINRA?
No. Shane Pendley has no current broker registration.
Is Shane Pendley a CFP?
5th Street Advisors lists Shane Pendley with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Shane Pendley’s record?
Search CRD 6634776 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shane Pendley’s full registration record.