Top 3 financial advisor firms in Westminster

3 SEC-registered financial advisor firms are headquartered in Westminster, CO, with $2.57B in combined regulatory assets under management. The largest by assets are Townsend & Associates ($1.52B), Mountain Capital Investment Advisors ($929M) and APO Financial Services ($124M).

3
Financial advisor firms: $2.57B
Their combined AUM: $929M
Median firm AUM: 3,247
Clients of the top 3

The 3 largest by assets

1
Townsend & Associates
RIA
$1.52B
0.68% to 1.25% a year
2
Mountain Capital Investment Advisors
RIA
$929M
1.50% to 1.50% a year
3
APO Financial Services
RIA
$124M
Regulatory AUM

Profiles of the top 3

No. 1 · RIA

Townsend & Associates

Townsend & Associates is an investment adviser based in Westminster, CO, registered with the SEC since 2006. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $1.52 billion, as filed on 11 September 2026.

Townsend & Associates charges 0.68%–1.25% a year for its Townsend Managed Account Program.

Regulatory AUM: $1.52B
Clients: 1,514
Advisory staff: 11
Founded: 1991
Fee schedule: 0.68% to 1.25% a year
Minimum account: $500,000
Custodians: Fidelity
Headquarters: 2761 W. 120th Ave., Suite 200, Westminster, CO 80234
Phone: 303-452-5986
Website: townsendretirement.com

No. 2 · RIA

Mountain Capital Investment Advisors

Mountain Capital Investment Advisors is an investment adviser based in Westminster, CO, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $929 million, as filed on 21 July 2026.

Mountain Capital Investment Advisors charges 1.50% a year for its Wealth Management Services.

Regulatory AUM: $929M
Clients: 1,191
Advisory staff: 15
Founded: 2011
Fee schedule: 1.50% to 1.50% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 12235 Pecos St, Suite 100, Westminster, CO 80234
Phone: 720-500-0050
Website: mountaincapital.us

No. 3 · RIA

APO Financial Services

APO Financial Services is an investment adviser based in Westminster, CO, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $124 million, as filed on 1 April 2026.

Regulatory AUM: $124M
Clients: 542
Advisory staff: 7
Custodians: Axos Clearing, Charles Schwab
Headquarters: 10155 Westmoor Drive, Suite 125, Westminster, CO 80021-2627
Phone: 720-588-2000
Website: apofinancial.com

Questions about financial advisors in Westminster

How many financial advisor firms are headquartered in Westminster?

3 SEC-registered financial advisor firms report their principal office in Westminster, CO, managing $2.57B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Westminster?

Townsend & Associates, with $1.52B in regulatory assets under management on its latest Form ADV. The next largest are Mountain Capital Investment Advisors ($929M) and APO Financial Services ($124M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Westminster?

The median firm manages $929M in regulatory assets. That is the midpoint of the 3 firms headquartered in Westminster.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Westminster?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Westminster has 3 financial advisor firms; see every adviser in the city →