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Top 3 financial advisor firms in Tiburon

3 SEC-registered financial advisor firms are headquartered in Tiburon, CA, with $953M in combined regulatory assets under management. The largest by assets are Front Row Advisors ($420M), Guardian Investment Management ($310M) and Ring Mountain Capital ($222M).

3
Financial advisor firms
$953M
Their combined AUM
$310M
Median firm AUM
666
Clients of the top 3

The 3 largest by assets

  1. 1
    Front Row Advisors

    RIA

    $420M

  2. 2
    Guardian Investment Management

    RIA

    $310M

  3. 3
    Ring Mountain Capital

    RIA

    $222M

Profiles of the top 3

No. 1 · RIA

Front Row Advisors

Front Row Advisors is an investment adviser based in Tiburon, CA, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and other investment advisers. Its regulatory assets under management total $420 million, as filed on 12 March 2026.

Front Row Advisors charges 0.65%–1.10% a year for its Asset-Based Fees for Portfolio Management.

Regulatory AUM
$420M
Clients
184
Advisory staff
8
Founded
2015
Fee schedule
0.65% to 1.10% a year
Custodians
Charles Schwab
Headquarters
1100 Mar West Street, Suite C, Tiburon, CA 94920
Phone
415-797-6003
Website
frontrowadvisors.com

No. 2 · RIA

Guardian Investment Management

Guardian Investment Management is an investment adviser based in Tiburon, CA, registered with the SEC since 1976. It provides investment management. Its clients include high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Its regulatory assets under management total $310 million, as filed on 6 March 2026.

Regulatory AUM
$310M
Clients
53
Founded
1976
Custodians
Charles Schwab, Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith
Headquarters
1120 Mar West St., Suite D, Tiburon, CA 94920
Phone
415-765-6860
Website
guardinv.com

No. 3 · RIA

Ring Mountain Capital

Ring Mountain Capital is an investment adviser based in Tiburon, CA, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $222 million, as filed on 9 June 2026.

Ring Mountain Capital charges 1.00%–1.50% a year for its Portfolio Management Services.

Regulatory AUM
$222M
Clients
429
Advisory staff
1
Fee schedule
1.00% to 1.50% a year
Custodians
Charles Schwab
Headquarters
1610 Tiburon BLVD., Suite 200, Tiburon, CA 94920
Phone
415-350-1355
Website
ringmountaincapital.com

Questions about financial advisors in Tiburon

How many financial advisor firms are headquartered in Tiburon?

3 SEC-registered financial advisor firms report their principal office in Tiburon, CA, managing $953M in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Tiburon?

Front Row Advisors, with $420M in regulatory assets under management on its latest Form ADV. The next largest are Guardian Investment Management ($310M) and Ring Mountain Capital ($222M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Tiburon?

The median firm manages $310M in regulatory assets. That is the midpoint of the 3 firms headquartered in Tiburon.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Tiburon?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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