Top 5 financial advisor firms in Pleasanton

5 SEC-registered financial advisor firms are headquartered in Pleasanton, CA, with $2.84B in combined regulatory assets under management. The largest by assets are RPG Investment Advisory ($1.04B), Mirador Capital Partners ($1.01B) and Kaizen Financial Strategies ($287M).

5
Financial advisor firms: $2.84B
Their combined AUM: $287M
Median firm AUM: 2,427
Clients of the top 5

The 5 largest by assets

1
RPG Investment Advisory
RIA
$1.04B
Up to 1.25% a year
2
Mirador Capital Partners
RIA
$1.01B
Up to 2.00% a year
3
Kaizen Financial Strategies
RIA
$287M
Up to 2.25% a year
4
Grant Private Wealth Management
RIA
$255M
Regulatory AUM
5
Sierra Pacific Private Wealth
RIA
$246M
0.50% to 0.95% a year

Profiles of the top 5

No. 1 · RIA

RPG Investment Advisory

RPG Investment Advisory is an investment adviser based in Pleasanton, CA, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals. Its regulatory assets under management total $1.04 billion, as filed on 27 January 2026.

RPG Investment Advisory charges up to 1.25% a year for its Portfolio Management Services.

Regulatory AUM: $1.04B
Clients: 953
Advisory staff: 2
Founded: 2014
Fee schedule: Up to 1.25% a year
Custodians: Interactive Brokers, Charles Schwab
Headquarters: 6600 Koll Center Pkwy., #100, Pleasanton, CA 94566
Phone: 925-384-0071

No. 2 · RIA

Mirador Capital Partners

Mirador Capital Partners is an investment adviser based in Pleasanton, CA, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $1.01 billion, as filed on 23 July 2026.

Mirador Capital Partners charges up to 2.00% a year for its Comprehensive Portfolio Management.

Regulatory AUM: $1.01B
Clients: 662
Advisory staff: 7
Founded: 2013
Fee schedule: Up to 2.00% a year
Minimum account: $500,000
Custodians: Charles Schwab
Headquarters: 6700 Koll Center Parkway, Suite 230, Pleasanton, CA 94566
Phone: 925-621-1000
Website: miradorcp.com

No. 3 · RIA

Kaizen Financial Strategies

Kaizen Financial Strategies is an investment adviser based in Pleasanton, CA, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals and charitable organizations. Its regulatory assets under management total $287 million, as filed on 3 March 2026.

Kaizen Financial Strategies charges up to 2.25% a year for its Wrap Asset Management.

Regulatory AUM: $287M
Clients: 284
Advisory staff: 5
Founded: 2018
Fee schedule: Up to 2.25% a year
Custodians: Charles Schwab
Headquarters: 6700 Koll Center Parkway, Suite 255, Pleasanton, CA 94566
Phone: 408-819-9010
Website: kfstrategies.us

No. 4 · RIA

Grant Private Wealth Management

Grant Private Wealth Management is an investment adviser based in Pleasanton, CA, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $255 million, as filed on 10 September 2026.

Regulatory AUM: $255M
Clients: 238
Advisory staff: 6
Founded: 2018
Custodians: Charles Schwab
Headquarters: 4683 Chabot Drive, Suite 101, Pleasanton, CA 94588
Phone: 925-378-5000
Website: grantprivate.com

No. 5 · RIA

Sierra Pacific Private Wealth

Sierra Pacific Private Wealth is an investment adviser based in Pleasanton, CA, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $246 million, as filed on 23 February 2026.

Sierra Pacific Private Wealth charges 0.50%–0.95% a year for its Asset management.

Regulatory AUM: $246M
Clients: 290
Advisory staff: 3
Founded: 2005
Fee schedule: 0.50% to 0.95% a year
Custodians: Charles Schwab
Headquarters: 7077 Koll Center Parkway, Suite 120, Pleasanton, CA 94566
Phone: 925-223-8868

Questions about financial advisors in Pleasanton

How many financial advisor firms are headquartered in Pleasanton?

5 SEC-registered financial advisor firms report their principal office in Pleasanton, CA, managing $2.84B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Pleasanton?

RPG Investment Advisory, with $1.04B in regulatory assets under management on its latest Form ADV. The next largest are Mirador Capital Partners ($1.01B) and Kaizen Financial Strategies ($287M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Pleasanton?

The median firm manages $287M in regulatory assets. That is the midpoint of the 5 firms headquartered in Pleasanton.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Pleasanton charge?

Of the 5 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.95% to 2.25% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Pleasanton?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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