Top 3 financial advisor firms in Napa

3 SEC-registered financial advisor firms are headquartered in Napa, CA, with $1.26B in combined regulatory assets under management. The largest by assets are DeDora Capital ($551M), Harrington Investments ($375M) and 5T Wealth ($331M).

3
Financial advisor firms: $1.26B
Their combined AUM: $375M
Median firm AUM: 879
Clients of the top 3

The 3 largest by assets

1
DeDora Capital
RIA
$551M
0.70% to 1.20% a year
2
Harrington Investments
RIA
$375M
Regulatory AUM
3
5T Wealth
RIA
$331M
Regulatory AUM

Profiles of the top 3

No. 1 · RIA

DeDora Capital

DeDora Capital is an investment adviser based in Napa, CA, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $551 million, as filed on 25 March 2026.

DeDora Capital charges 0.70%–1.20% a year for its Comprehensive Portfolio Management.

Regulatory AUM: $551M
Clients: 467
Advisory staff: 4
Founded: 2015
Fee schedule: 0.70% to 1.20% a year
Custodians: Charles Schwab
Headquarters: 1600 Main Street, Napa, CA 94559
Phone: 707-253-0681
Website: dedoracapital.com

No. 2 · RIA

Harrington Investments

Harrington Investments is an investment adviser based in Napa, CA, registered with the SEC since 1982. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations, and corporations and other businesses. Its regulatory assets under management total $375 million, as filed on 22 September 2026.

Regulatory AUM: $375M
Clients: 115
Advisory staff: 3
Founded: 1982
Custodians: Charles Schwab
Headquarters: 1001 Second Street, Suite 325, Napa, CA 94559-3030
Phone: 707-252-6166
Website: harringtoninvestments.com

No. 3 · RIA

5T Wealth

5T Wealth is an investment adviser based in Napa, CA, registered with the SEC since 2003. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $331 million, as filed on 5 August 2026.

Regulatory AUM: $331M
Clients: 297
Advisory staff: 4
Founded: 1998
Custodians: Fidelity, Charles Schwab
Headquarters: 595 Coombs Street, Napa, CA 94559
Phone: 707-224-1340
Website: 5twealth.com

Questions about financial advisors in Napa

How many financial advisor firms are headquartered in Napa?

3 SEC-registered financial advisor firms report their principal office in Napa, CA, managing $1.26B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Napa?

DeDora Capital, with $551M in regulatory assets under management on its latest Form ADV. The next largest are Harrington Investments ($375M) and 5T Wealth ($331M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Napa?

The median firm manages $375M in regulatory assets. That is the midpoint of the 3 firms headquartered in Napa.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Napa?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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