Top 5 financial advisor firms in Larkspur

5 SEC-registered financial advisor firms are headquartered in Larkspur, CA, with $785M in combined regulatory assets under management. The largest by assets are Mount Tamalpais Asset Management ($263M), Broadwing Capital Advisors ($148M) and Warm Springs Advisors ($131M).

5
Financial advisor firms: $785M
Their combined AUM: $131M
Median firm AUM: 511
Clients of the top 5

The 5 largest by assets

1
Mount Tamalpais Asset Management
RIA
$263M
0.50% to 1.00% a year
2
Broadwing Capital Advisors
RIA
$148M
0.25% to 1.00% a year
3
Warm Springs Advisors
RIA
$131M
0.90% to 1.00% a year
4
Shepherd Street Advisors
RIA
$126M
0.50% to 1.00% a year
5
Beresh, Patrick Michael
RIA
$117M
0.75% to 1.25% a year

Profiles of the top 5

No. 1 · RIA

Mount Tamalpais Asset Management

Mount Tamalpais Asset Management is an investment adviser based in Larkspur, CA, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and other clients. Its regulatory assets under management total $263 million, as filed on 31 August 2026.

Mount Tamalpais Asset Management charges 0.50%–1.00% a year for its Portfolio Management Fees.

Regulatory AUM: $263M
Clients: 264
Advisory staff: 7
Founded: 2017
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab, Interactive Brokers
Headquarters: 900 Larkspur Landing Circle, Suite 100, Larkspur, CA 94939
Phone: 415-723-8300
Website: tamalpaisam.com

No. 2 · RIA

Broadwing Capital Advisors

Broadwing Capital Advisors is an investment adviser based in Larkspur, CA, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $148 million, as filed on 3 February 2026.

Broadwing Capital Advisors charges 0.25%–1.00% a year for its Personal Accounts.

Regulatory AUM: $148M
Clients: 63
Advisory staff: 2
Fee schedule: 0.25% to 1.00% a year
Minimum account: $250,000
Custodians: Charles Schwab
Headquarters: 101 Larkspur Landing Circle, Suite 221, Larkspur, CA 94939
Phone: 415-381-7555
Website: broadwingcapital.com

No. 3 · RIA

Warm Springs Advisors

Warm Springs Advisors is an investment adviser based in Larkspur, CA, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $131 million, as filed on 13 February 2026.

Warm Springs Advisors charges 0.90%–1.00% a year for its Asset Management Services.

Regulatory AUM: $131M
Clients: 15
Advisory staff: 1
Fee schedule: 0.90% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 80 E. Sir Francis Drake BLVD. Suite 4d, Larkspur, CA 94939
Phone: 415-497-8564

No. 4 · RIA

Shepherd Street Advisors

Shepherd Street Advisors is an investment adviser based in Larkspur, CA, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $126 million, as filed on 10 March 2026.

Shepherd Street Advisors charges 0.50%–1.00% a year for its Investment Management Services.

Regulatory AUM: $126M
Clients: 49
Advisory staff: 2
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 900 Larkspur Landing Circle, Suite 205, Larkspur, CA 94939
Phone: 415-780-8758
Website: shepherdstreetadvisors.com

No. 5 · RIA

Beresh, Patrick Michael

Beresh, Patrick Michael is an investment adviser based in Larkspur, CA, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $117 million, as filed on 18 February 2026.

Beresh, Patrick Michael charges 0.75%–1.25% a year for its Investment management fees.

Regulatory AUM: $117M
Clients: 120
Advisory staff: 1
Fee schedule: 0.75% to 1.25% a year
Custodians: LPL Financial
Headquarters: 101 Larkspur Landing Circle, Suite 319, Larkspur, CA 94939-1746
Phone: 415-336-5501

Questions about financial advisors in Larkspur

How many financial advisor firms are headquartered in Larkspur?

5 SEC-registered financial advisor firms report their principal office in Larkspur, CA, managing $785M in regulatory assets between them. The other 13 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Larkspur?

Mount Tamalpais Asset Management, with $263M in regulatory assets under management on its latest Form ADV. The next largest are Broadwing Capital Advisors ($148M) and Warm Springs Advisors ($131M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Larkspur?

The median firm manages $131M in regulatory assets. That is the midpoint of the 5 firms headquartered in Larkspur.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Larkspur charge?

Of the 5 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.25% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Larkspur?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Larkspur has 5 financial advisor firms; see every adviser in the city →