Broadwing Capital Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Broadwing Capital Advisors reports 63 clients. They include 48 high-net-worth individuals and 15 individual clients. Of its assets, 85.7% ($127M across 62 accounts) are managed with discretion; $21.1M across 4 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 24% | 3% |
| High-net-worth individuals | 76% | 83% |
| Pension and profit-sharing plans | Fewer than 5 | 14% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 15 | $3.97M | 2.7% | $265K |
| High-net-worth individuals | 48 | $123M | 83.1% | $2.56M |
| Pension and profit-sharing plans | Fewer than 5 | $21M | 14.2% | — |
| Total | 63 | $148M | 100% | — |
- Clients
- 15
- Regulatory AUM
- $3.97M
- AUM share
- 2.7%
- Avg. per client
- $265K
- Clients
- 48
- Regulatory AUM
- $123M
- AUM share
- 83.1%
- Avg. per client
- $2.56M
- Clients
- Fewer than 5
- Regulatory AUM
- $21M
- AUM share
- 14.2%
- Avg. per client
- —
Total
- Clients
- 63
- Regulatory AUM
- $148M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Broadwing Capital Advisors charges 0.25%–1.00% a year for its Personal Accounts. The fee is billed in advance, is negotiable and requires an account of at least $250,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Comprehensive Financial Plan
- A fixed fee of $5,000 for a comprehensive plan, or $2,500 for a plan limited to education, retirement, estate, risk or tax planning; a retainer of 50% of the fixed fee may be required.
- Employer-Sponsored Accounts
- Plan fee of 0.10% to 0.50% of assets under management, or a fixed fee generally from $1,000 to $20,000 a year.
Kelly Kane owns 75% or more of Broadwing Capital Advisors. The leadership team of Broadwing Capital Advisors includes President Kelly Kane. It has 2 employees.
Leadership
Kelly KanePresident/Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Broadwing Capital Advisors, Inc.
Kelly Kane
Control person · since March 2009
Broadwing Capital Advisors’ regulatory assets grew from $120M (February 2024) to $148M (February 2026); clients fell from 82 to 63 and employees rose from 1 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $148M | 63 | 2 | 1 |
| June 2025 | $126M | 74 | 2 | 1 |
| February 2024 | $120M | 82 | 1 | 1 |
Besides its headquarters, Broadwing Capital Advisors has 0 offices, with 1 listed address in California.
California · 1 listed address
- 101 Larkspur Landing Circle, Suite 221, LarkspurHQ
Contact and registration details
- Legal name
- Broadwing Capital Advisors, Inc.
- Headquarters
- 101 Larkspur Landing Circle, Suite 221, Larkspur, CA 94939
- Website
- broadwingcapital.com
- Phone
- 415-381-7555
- SEC file
- 801-129735
- Structure
- California corporation
- Fiscal year end
- December
Broadwing Capital Advisors uses Charles Schwab ($125M) as custodian for its separately managed accounts. Broadwing Capital Advisors has custody of $30.7M in client assets for 59 clients.
- Charles SchwabCharles Schwab Co. · Westlake, TX · $125M100%
At year end, Broadwing Capital Advisors’ separately managed accounts were mostly in stocks (51%) and funds (42%).
What the accounts hold
- Stocks51%
- Funds42%
- Bonds1%
- Cash6%
How many clients does Broadwing Capital Advisors have?
Broadwing Capital Advisors has 63 clients and manages $148 million for them, as of February 2026. They include 48 high-net-worth individuals and 15 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 February 2026
What services does Broadwing Capital Advisors offer?
Broadwing Capital Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Broadwing Capital Advisors charge?
Broadwing Capital Advisors charges 0.25%–1.00% a year for its Personal Accounts. The fee is billed in advance, is negotiable and requires an account of at least $250,000.
Which custodians does Broadwing Capital Advisors use?
Broadwing Capital Advisors’ separately managed account assets are held at Charles Schwab Co. (Westlake, TX), with $125M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 February 2026
How many financial advisors does Broadwing Capital Advisors have?
Broadwing Capital Advisors has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Broadwing Capital Advisors invest in?
At the end of its last fiscal year, Broadwing Capital Advisors’ separately managed accounts held 51% exchange-traded equities, 42% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Broadwing Capital Advisors have a minimum investment?
Yes, Broadwing Capital Advisors’ minimum account size for its Personal Accounts is $250K.
Who owns Broadwing Capital Advisors?
Broadwing Capital Advisors’ direct owner is Kelly Kane (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 February 2026
How does Broadwing Capital Advisors get paid?
Broadwing Capital Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Broadwing Capital Advisors registered with the SEC?
Yes, Broadwing Capital Advisors has been registered with the SEC as an investment adviser since 22 March 2024. Its CRD number is 127513 and its SEC file number is 801-129735.
Source: Form ADV Part 1A, Item 1, filed 3 February 2026; IAPD firm record
How do I contact Broadwing Capital Advisors?
Broadwing Capital Advisors’ main office is at 101 Larkspur Landing Circle, Suite 221, Larkspur, CA 94939. Its phone number is 415-381-7555. Its website is broadwingcapital.com.