Top 6 financial advisor firms in Lafayette

6 SEC-registered financial advisor firms are headquartered in Lafayette, CA, with $1.57B in combined regulatory assets under management. The largest by assets are Lewis Asset Management ($387M), Gebhardt Group ($346M) and Fig Wealth ($286M).

6
Financial advisor firms: $1.57B
Their combined AUM: $278M
Median firm AUM: 928
Clients of the top 6

The 6 largest by assets

1
Lewis Asset Management
RIA
$387M
1.00% to 2.00% a year
2
Gebhardt Group
RIA
$346M
1.50% to 1.50%
3
Fig Wealth
RIA
$286M
Regulatory AUM
4
Wallace Advisory Group
RIA
$269M
Up to 1.50% a year
5
Garner Financial Management
RIA
$153M
0.60% to 1.00% a year
6
Hyphen Wealth Management
RIA
$126M
0.45% to 1.25% a year

Profiles of the top 6

No. 1 · RIA

Lewis Asset Management

Lewis Asset Management is an investment adviser based in Lafayette, CA, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $387 million, as filed on 20 May 2026.

Lewis Asset Management charges 1.00%–2.00% a year for its Investment Management.

Regulatory AUM: $387M
Clients: 282
Advisory staff: 5
Founded: 2007
Fee schedule: 1.00% to 2.00% a year
Custodians: Charles Schwab
Headquarters: 985 Moraga RD., Suite 207, Lafayette, CA 94549
Phone: 925-284-4033
Website: lewisam.com

No. 2 · RIA

Gebhardt Group

Gebhardt Group is an investment adviser based in Lafayette, CA, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $346 million, as filed on 12 March 2026.

Gebhardt Group charges 1.50% for its Investment Management. The brochure does not state whether the rate is annual.

Regulatory AUM: $346M
Clients: 232
Advisory staff: 3
Fee schedule: 1.50% to 1.50%
Custodians: Charles Schwab
Headquarters: 3390 MT. Diablo Boulevard, Suite 250, Lafayette, CA 94549
Phone: 925-283-9150
Website: gebhardtgroupinc.com

No. 3 · RIA

Fig Wealth

Fig Wealth is an investment adviser based in Lafayette, CA, registered with the SEC since 2022. It provides investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $286 million, as filed on 25 March 2026.

Regulatory AUM: $286M
Clients: 151
Advisory staff: 4
Custodians: Charles Schwab
Headquarters: 3466 MT. Diablo BLVD., Suite C-201, Lafayette, CA 94549
Phone: 925-298-5840
Website: figwealth.com

No. 4 · RIA

Wallace Advisory Group

Wallace Advisory Group is an investment adviser based in Lafayette, CA, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $269 million, as filed on 27 January 2026.

Wallace Advisory Group charges up to 1.50% a year for its Asset Management & Comprehensive Portfolio Management.

Regulatory AUM: $269M
Clients: 87
Advisory staff: 1
Founded: 2015
Fee schedule: Up to 1.50% a year
Custodians: Charles Schwab
Headquarters: 3658 Mount Diablo Boulevard, Suite 225, Lafayette, CA 94549
Phone: 925-284-6880

No. 5 · RIA

Garner Financial Management

Garner Financial Management is an investment adviser based in Lafayette, CA, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $153 million, as filed on 11 February 2026.

Garner Financial Management charges 0.60%–1.00% a year for its Percentage of Assets Under Management.

Regulatory AUM: $153M
Clients: 117
Advisory staff: 1
Fee schedule: 0.60% to 1.00% a year
Minimum account: $500,000
Custodians: Charles Schwab, Fidelity
Headquarters: 3620 Happy Valley Road, Suite 203, Lafayette, CA 94549
Phone: 925-282-5500
Website: garnerfinancialmanagement.com

No. 6 · RIA

Hyphen Wealth Management

Hyphen Wealth Management is an investment adviser based in Lafayette, CA, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $126 million, as filed on 23 March 2026.

Hyphen Wealth Management charges 0.45%–1.25% a year for its Portfolio Management Fees.

Regulatory AUM: $126M
Clients: 59
Advisory staff: 3
Fee schedule: 0.45% to 1.25% a year
Custodians: Charles Schwab
Headquarters: 3569 MT. Diablo BLVD., Ste 220, Lafayette, CA 94549
Phone: 408-314-7895

Questions about financial advisors in Lafayette

How many financial advisor firms are headquartered in Lafayette?

6 SEC-registered financial advisor firms report their principal office in Lafayette, CA, managing $1.57B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Lafayette?

Lewis Asset Management, with $387M in regulatory assets under management on its latest Form ADV. The next largest are Gebhardt Group ($346M) and Fig Wealth ($286M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Lafayette?

The median firm manages $278M in regulatory assets. That is the midpoint of the 6 firms headquartered in Lafayette.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Lafayette charge?

Of the 6 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Lafayette?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Lafayette has 6 financial advisor firms; see every adviser in the city →