Fig Wealth provides portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and insurance.
Fig Wealth reports 151 clients. They include 108 high-net-worth individuals and 43 individual clients. Of its assets, 97.5% ($279M across 511 accounts) are managed with discretion; $7.2M across 11 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 28% | 5% |
| High-net-worth individuals | 72% | 95% |
| Charitable organizations | Fewer than 5 | 0% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 43 | $14.5M | 5.1% | $338K |
| High-net-worth individuals | 108 | $272M | 94.9% | $2.52M |
| Charitable organizations | Fewer than 5 | $0 | 0.0% | — |
| Total | 151 | $286M | 100% | — |
- Clients
- 43
- Regulatory AUM
- $14.5M
- AUM share
- 5.1%
- Avg. per client
- $338K
- Clients
- 108
- Regulatory AUM
- $272M
- AUM share
- 94.9%
- Avg. per client
- $2.52M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 151
- Regulatory AUM
- $286M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Fig Wealth is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Adam Gallegos owns 75% or more of Fig Wealth. The leadership team of Fig Wealth includes Chief Operating Officer Michael Gonzales. It has 6 employees, 4 of them in advisory roles.
Leadership
- Michael GonzalesChief Compliance Officer and Chief Operating Officer
- Adam GallegosSole Member
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Adam Daniel Gallegos
- Gregory Frank Partalis
Staff
- 6 employees
- 4 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- Owns 75% or more of Fig Wealth, LLC
Adam Gallegos
Control person · since December 2021
Fig Wealth’s regulatory assets grew from $239M (June 2022) to $286M (March 2026); clients rose from 131 to 151 and employees fell from 7 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $286M | 151 | 6 | 3 |
| March 2025 | $256M | 148 | 6 | 3 |
| May 2024 | $242M | 143 | 6 | 3 |
| March 2023 | $241M | 140 | 7 | 3 |
| June 2022 | $239M | 131 | 7 | 3 |
Besides its headquarters, Fig Wealth has 2 offices, with 3 listed addresses in California, Florida and Georgia.
California · 1 listed address
- 3466 MT. Diablo BLVD., Suite C-201, LafayetteHQ
Florida · 1 listed address
- 18 Grass Quit Court, Ormond Beach
Georgia · 1 listed address
- 1161 Horseshoe Drive, Greensboro
Contact and registration details
- Legal name
- Fig Wealth, LLC
- Headquarters
- 3466 MT. Diablo BLVD., Suite C-201, Lafayette, CA 94549
- Website
- figwealth.com
- Phone
- 925-298-5840
- @foundation-investment-group
- SEC file
- 801-123159
- Structure
- Delaware LLC
- Fiscal year end
- December
Fig Wealth uses Charles Schwab ($117M) as custodian for its separately managed accounts. Fig Wealth has custody of $59.8M in client assets for 47 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $117M100%
At year end, Fig Wealth’s separately managed accounts were largely in funds (14%).
What the accounts hold
- Stocks2%
- Funds14%
- Cash6%
- Other78%
- Alternative investments78%
How many clients does Fig Wealth have?
Fig Wealth has 151 clients and manages $286 million for them, as of March 2026. They include 108 high-net-worth individuals and 43 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026
What services does Fig Wealth offer?
Fig Wealth provides portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Fig Wealth use?
Fig Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $117M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026
How many financial advisors does Fig Wealth have?
Fig Wealth has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fig Wealth invest in?
At the end of its last fiscal year, Fig Wealth’s separately managed accounts held 78% other, 14% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 2% exchange-traded equities. The 78% other category is described as: Alternative Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Fig Wealth?
Fig Wealth’s direct owner is Adam Gallegos (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 March 2026
How does Fig Wealth get paid?
Fig Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Fig Wealth?
Fig Wealth’s main office is at 3466 MT. Diablo BLVD., Suite C-201, Lafayette, CA 94549. Its phone number is 925-298-5840. Its website is figwealth.com.