{"url":"https://nivawealth.com/firms/fig-wealth-318369","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/318369","regulatoryAum":286458930,"crd":"318369","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4444399","suffix":null,"lastName":"GALLEGOS","firstName":"ADAM","middleName":"DANIEL"},{"crd":"1197074","suffix":null,"lastName":"PARTALIS","firstName":"GREGORY","middleName":"FRANK"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-06-07","regulatoryAum":239186125,"clients":131,"employees":7,"offices":3},{"filedOn":"2023-03-14","regulatoryAum":240926634,"clients":140,"employees":7,"offices":3},{"filedOn":"2024-05-14","regulatoryAum":241926123,"clients":143,"employees":6,"offices":3},{"filedOn":"2025-03-24","regulatoryAum":255657978,"clients":148,"employees":6,"offices":3},{"filedOn":"2026-03-25","regulatoryAum":286458930,"clients":151,"employees":6,"offices":3}],"secFileNumber":"801-123159","legalName":"Fig Wealth, LLC","displayName":"Fig Wealth","slug":"fig-wealth-318369","website":"https://figwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/foundation-investment-group/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3466 MT. Diablo BLVD., Suite C-201","city":"Lafayette","state":"CA","stateName":"California","country":"United States","postalCode":"94549"},"tradeNames":[],"registration":{"secApproved":"4 February 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1897079.0066225166,"staff":{"employees":6,"advisory":4,"brokerDealerReps":2,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":286458930,"discretionary":279255444,"discretionaryAccounts":511,"nonDiscretionary":7203486,"nonDiscretionaryAccounts":11,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":43,"regulatoryAum":14524373},{"label":"High-net-worth individuals","clients":108,"regulatoryAum":271934557},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":0}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T11:09:49.366995+00:00","documents":[{"name":"DISCLOSURE BROCHURE FOR FIG WEALTH, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026566","versionId":1026566,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":117294174}],"custodyNote":"Fig Wealth has custody of $59.8M in client assets for 47 clients.","otherCustodians":[],"leadership":[{"name":"Michael Gonzales","title":"Chief Compliance Officer and Chief Operating Officer","crd":"5201145"},{"name":"Adam Gallegos","title":"Sole Member","crd":"4444399"}],"ownership":[{"label":"Adam Gallegos","detail":"Sole member in the 75% or more ownership band and a control person, since December 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"3466 MT. Diablo BLVD., Suite C-201","city":"Lafayette","headquarters":true}]},{"state":"Florida","offices":1,"addresses":[{"street":"18 Grass Quit Court","city":"Ormond Beach"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"1161 Horseshoe Drive","city":"Greensboro"}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"925-298-5840","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":14},{"label":"Cash and cash equivalents","percent":6},{"label":"Other","percent":78,"detail":"Alternative Investments"}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/318369/PDF/318369.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026566","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fig Wealth have?","answer":"Fig Wealth has 151 clients and manages $286 million for them, as of March 2026. They include 108 high-net-worth individuals and 43 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fig Wealth offer?","answer":"Fig Wealth provides portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Fig Wealth use?","answer":"Fig Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $117M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fig Wealth have?","answer":"Fig Wealth has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fig Wealth invest in?","answer":"At the end of its last fiscal year, Fig Wealth’s separately managed accounts held 78% other, 14% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 2% exchange-traded equities. The 78% other category is described as: Alternative Investments.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fig Wealth?","answer":"Fig Wealth’s direct owner is Adam Gallegos (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fig Wealth get paid?","answer":"Fig Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fig Wealth?","answer":"Fig Wealth’s main office is at 3466 MT. Diablo BLVD., Suite C-201, Lafayette, CA 94549. Its phone number is 925-298-5840. Its website is figwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}