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Top 3 financial advisor firms in Grass Valley

3 SEC-registered financial advisor firms are headquartered in Grass Valley, CA, with $635M in combined regulatory assets under management. The largest by assets are Ostrofe Financial Consultants ($386M), Apple & Associates ($138M) and Kroeger Financial Partners ($111M).

3
Financial advisor firms
$635M
Their combined AUM
$138M
Median firm AUM
916
Clients of the top 3

The 3 largest by assets

  1. 1
    Ostrofe Financial Consultants

    RIA

    $386M

  2. 2
    Apple & Associates

    RIA

    $138M

  3. 3
    Kroeger Financial Partners

    RIA

    $111M

Profiles of the top 3

No. 1 · RIA

Ostrofe Financial Consultants

Ostrofe Financial Consultants is an investment adviser based in Grass Valley, CA, registered with the SEC since 1989. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $386 million, as filed on 3 February 2026.

Ostrofe Financial Consultants charges 1.00%–1.25% a year for its Investment management services.

Regulatory AUM
$386M
Clients
568
Advisory staff
3
Fee schedule
1.00% to 1.25% a year
Custodians
Pershing
Headquarters
420 Sierra College Drive, Suite 200, Grass Valley, CA 95945
Phone
530-273-4425
Website
ostrofefinancial.com

No. 2 · RIA

Apple & Associates

Apple & Associates is an investment adviser based in Grass Valley, CA, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $138 million, as filed on 4 March 2026.

Apple & Associates charges 0.50%–1.50% a year for its Investment Management Services.

Regulatory AUM
$138M
Clients
247
Advisory staff
3
Fee schedule
0.50% to 1.50% a year
Custodians
Charles Schwab
Headquarters
565 Brunswick Road, Suite 8, Grass Valley, CA 95945
Phone
530-272-1346

No. 3 · RIA

Kroeger Financial Partners

Kroeger Financial Partners is an investment adviser based in Grass Valley, CA, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $111 million, as filed on 3 September 2026.

Kroeger Financial Partners charges 0.50%–1.25% a year for its Asset Management.

Regulatory AUM
$111M
Clients
101
Advisory staff
2
Fee schedule
0.50% to 1.25% a year
Minimum account
$500,000
Headquarters
12430 Nevada City Highway, Grass Valley, CA 95945
Phone
530-478-9734
Website
kroegerfinancial.com

Questions about financial advisors in Grass Valley

How many financial advisor firms are headquartered in Grass Valley?

3 SEC-registered financial advisor firms report their principal office in Grass Valley, CA, managing $635M in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Grass Valley?

Ostrofe Financial Consultants, with $386M in regulatory assets under management on its latest Form ADV. The next largest are Apple & Associates ($138M) and Kroeger Financial Partners ($111M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Grass Valley?

The median firm manages $138M in regulatory assets. That is the midpoint of the 3 firms headquartered in Grass Valley.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Grass Valley charge?

Of the 3 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.25% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Grass Valley?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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