Kroeger Financial Partners provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Kroeger Financial Partners reports 101 clients. They include 63 individual clients, 37 high-net-worth individuals and 1 charitable organization. Of its assets, 100.0% ($111M across 344 accounts) are managed with discretion. It advised 10 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 27% |
| High-net-worth individuals | 37% | 73% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 63 | $29.8M | 26.8% | $473K |
| High-net-worth individuals | 37 | $81.3M | 73.2% | $2.2M |
| Charitable organizations | Fewer than 5 | $232 | 0.0% | $232 |
| Total | 101 | $111M | 100% | — |
- Clients
- 63
- Regulatory AUM
- $29.8M
- AUM share
- 26.8%
- Avg. per client
- $473K
- Clients
- 37
- Regulatory AUM
- $81.3M
- AUM share
- 73.2%
- Avg. per client
- $2.2M
- Clients
- Fewer than 5
- Regulatory AUM
- $232
- AUM share
- 0.0%
- Avg. per client
- $232
Total
- Clients
- 101
- Regulatory AUM
- $111M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 10
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Kroeger Financial Partners charges 0.50%–1.25% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $500,000. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.25% |
| $1M–$2M | 1.00% |
| $2M–$5M | 0.75% |
| $5M–$10M | 0.65% |
| $10M and above | 0.50% |
Fee details and sources
Other fees
- Hourly Financial Consulting
- Financial consulting is $350 per hour with a senior advisor and $250 per hour with a junior advisor, with an estimate given before engagement.
- Tax Preparation
- Personal tax preparation for clients not bundled into their asset management fee is an additional fee, generally $300-$800 depending on complexity.
It has 2 employees.
Leadership
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
Besides its headquarters, Kroeger Financial Partners has 0 offices, with 1 listed address in California.
California · 1 listed address
- 12430 Nevada City Highway, Grass ValleyHQ
Contact and registration details
- Legal name
- Kroeger Financial Partners
- Headquarters
- 12430 Nevada City Highway, Grass Valley, CA 95945
- Website
- kroegerfinancial.com
- Phone
- 530-478-9734
- SEC file
- 801-137202
- Structure
- California corporation
- Fiscal year end
- December
Kroeger Financial Partners has custody of $57M in client assets for 67 clients.
At year end, Kroeger Financial Partners’ separately managed accounts were mostly in funds (92%). Its reported 13F holdings for the quarter ended 30 June 2026 total $103M across 141 positions; the largest are Vanguard FTSE Developed Markets Index Fund ETF Shares (11.7%), iShares 1-5 Year Investment Grade Corporate Bond ETF (9.8%) and State Street SPDR Portfolio S&P 500 ETF (8.1%).
What the accounts hold
- Stocks7%
- Funds92%
- Cash1%
Reported 13F holdings
- $103M
- Reported 13F value
- 141
- Positions
- 65.2%
- In the 10 largest
- —
- Value vs. prior quarter
- Vanguard FTSE Developed Markets Index Fund ETF Shares · Shares11.7%
- iShares 1-5 Year Investment Grade Corporate Bond ETF · Shares9.8%
- State Street SPDR Portfolio S&P 500 ETF · Shares8.1%
- Vanguard Intermediate-term Bond Index Fund ETF Shares · Shares7.8%
- JPMORGAN International Bond Opportunities ETF · Shares5.1%
- Invesco S&P 500 Quality ETF · Shares4.8%
- iShares Convertible Bond ETF · Shares4.7%
- Vanguard Value Index Fund ETF Shares · Shares4.6%
- Imgp Dbi Managed Futures Strategy ETF · Shares4.6%
- Invesco Variable Rate Preferred ETF · Shares4.0%
Together, the ten largest are 65.2% of reported value.
How many clients does Kroeger Financial Partners have?
Kroeger Financial Partners has 101 clients and manages $111 million for them, as of September 2026. They include 63 individual clients, 37 high-net-worth individuals and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 September 2026
What services does Kroeger Financial Partners offer?
Kroeger Financial Partners provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Kroeger Financial Partners charge?
Kroeger Financial Partners charges 0.50%–1.25% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $500,000.
Source: KROEGER FINANCIAL ADV PART 2A, filed 16 October 2026
How many financial advisors does Kroeger Financial Partners have?
Kroeger Financial Partners has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kroeger Financial Partners invest in?
At the end of its last fiscal year, Kroeger Financial Partners’ separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Kroeger Financial Partners have a minimum investment?
Yes, Kroeger Financial Partners’ minimum account size for its Asset Management is $500K.
Source: KROEGER FINANCIAL ADV PART 2A, filed 16 October 2026
How does Kroeger Financial Partners get paid?
Kroeger Financial Partners is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Kroeger Financial Partners?
Kroeger Financial Partners’ main office is at 12430 Nevada City Highway, Grass Valley, CA 95945. Its phone number is 530-478-9734. Its website is kroegerfinancial.com.