Top 4 financial advisor firms in Burlingame

4 SEC-registered financial advisor firms are headquartered in Burlingame, CA, with $1.48B in combined regulatory assets under management. The largest by assets are Occidental Asset Management ($1.07B), Ballast Point Financial Planning ($162M) and Burlingame Wealth Management ($129M).

4
Financial advisor firms: $1.48B
Their combined AUM: $146M
Median firm AUM: 1,307
Clients of the top 4

The 4 largest by assets

1
Occidental Asset Management
RIA
$1.07B
0.75% to 1.50% a year
2
Ballast Point Financial Planning
RIA
$162M
Regulatory AUM
3
Burlingame Wealth Management
RIA
$129M
0.45% to 1.00% a year
4
Luna Capital Management
RIA
$116M
Regulatory AUM

Profiles of the top 4

No. 1 · RIA

Occidental Asset Management

Occidental Asset Management is an investment adviser based in Burlingame, CA, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals. Its regulatory assets under management total $1.07 billion, as filed on 23 September 2026.

Occidental Asset Management charges 0.75%–1.50% a year for its Investment Management Fee.

Regulatory AUM: $1.07B
Clients: 908
Advisory staff: 9
Founded: 2013
Fee schedule: 0.75% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 301 California Drive #9, Burlingame, CA 94010
Phone: 650-344-1600
Website: occidentalasset.com

No. 2 · RIA

Ballast Point Financial Planning

Ballast Point Financial Planning is an investment adviser based in Burlingame, CA, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $162 million, as filed on 28 May 2026.

Regulatory AUM: $162M
Clients: 143
Advisory staff: 4
Custodians: MTG, Charles Schwab
Headquarters: 340 Lorton Ave, Ste 216, Burlingame, CA 94010
Phone: 650-636-7526
Website: tessarawealth.com

No. 3 · RIA

Burlingame Wealth Management

Burlingame Wealth Management is an investment adviser based in Burlingame, CA, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals and pooled investment vehicles. Its regulatory assets under management total $129 million, as filed on 26 August 2026.

Burlingame Wealth Management charges 0.45%–1.00% a year for its Investment Advisory Fees.

Regulatory AUM: $129M
Clients: 38
Advisory staff: 1
Fee schedule: 0.45% to 1.00% a year
Minimum account: $750,000
Headquarters: 345 Lorton Ave., Suite 201, Burlingame, CA 94010
Phone: 650-597-2400
Website: burlingamewealth.com

No. 4 · RIA

Luna Capital Management

Luna Capital Management is an investment adviser based in Burlingame, CA, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $116 million, as filed on 6 June 2026.

Regulatory AUM: $116M
Clients: 218
Advisory staff: 2
Custodians: Charles Schwab
Headquarters: 1799 Bayshore Highway, Suite 128a, Burlingame, CA 94010
Phone: 415-513-5257
Website: lunacapm.com

Questions about financial advisors in Burlingame

How many financial advisor firms are headquartered in Burlingame?

4 SEC-registered financial advisor firms report their principal office in Burlingame, CA, managing $1.48B in regulatory assets between them. The other 13 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Burlingame?

Occidental Asset Management, with $1.07B in regulatory assets under management on its latest Form ADV. The next largest are Ballast Point Financial Planning ($162M) and Burlingame Wealth Management ($129M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Burlingame?

The median firm manages $146M in regulatory assets. That is the midpoint of the 4 firms headquartered in Burlingame.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Burlingame?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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