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Top 3 financial advisor firms in Brea

3 SEC-registered financial advisor firms are headquartered in Brea, CA, with $800M in combined regulatory assets under management. The largest by assets are Lighthouse Financial Services ($473M), Sackett Wealth Advisors ($212M) and Investlinc Wealth Services ($116M).

3
Financial advisor firms
$800M
Their combined AUM
$212M
Median firm AUM
1,066
Clients of the top 3

The 3 largest by assets

  1. 1
    Lighthouse Financial Services

    RIA

    $473M

  2. 2
    Sackett Wealth Advisors

    RIA

    $212M

  3. 3
    Investlinc Wealth Services

    RIA

    $116M

Profiles of the top 3

No. 1 · RIA

Lighthouse Financial Services

Lighthouse Financial Services is an investment adviser based in Brea, CA, registered with the SEC since 1988. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $473 million, as filed on 22 January 2026.

Lighthouse Financial Services charges 0.60%–1.20% a year for its Flat tiered fee schedule.

Regulatory AUM
$473M
Clients
461
Advisory staff
5
Fee schedule
0.60% to 1.20% a year
Custodians
Charles Schwab
Headquarters
3070 Saturn Street, Suite 101, Brea, CA 92821
Phone
714-572-8900
Website
lighthouselink.com

No. 2 · RIA

Sackett Wealth Advisors

Sackett Wealth Advisors is an investment adviser based in Brea, CA, registered with the SEC since 2017. It provides investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $212 million, as filed on 17 March 2026.

Sackett Wealth Advisors charges up to 1.20% a year for its Comprehensive Portfolio Management.

Regulatory AUM
$212M
Clients
452
Advisory staff
5
Fee schedule
Up to 1.20% a year
Custodians
Charles Schwab, Capital Client Group
Headquarters
915 W. Imperial Highway, Suite 160, Brea, CA 92821
Phone
714-671-9330
Website
sackettwealth.com

No. 3 · RIA

Investlinc Wealth Services

Investlinc Wealth Services is an investment adviser based in Brea, CA, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $116 million, as filed on 1 October 2026.

Investlinc Wealth Services charges 0.75%–1.00% a year for its Investment management fees.

Regulatory AUM
$116M
Clients
153
Advisory staff
2
Fee schedule
0.75% to 1.00% a year
Headquarters
10 Pointe DR., Suite 150, Brea, CA 92821
Phone
714-563-3500

Questions about financial advisors in Brea

How many financial advisor firms are headquartered in Brea?

3 SEC-registered financial advisor firms report their principal office in Brea, CA, managing $800M in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Brea?

Lighthouse Financial Services, with $473M in regulatory assets under management on its latest Form ADV. The next largest are Sackett Wealth Advisors ($212M) and Investlinc Wealth Services ($116M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Brea?

The median firm manages $212M in regulatory assets. That is the midpoint of the 3 firms headquartered in Brea.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Brea charge?

Of the 3 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.20% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Brea?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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