Wealthstar Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 251–500 clients last fiscal year.
Wealthstar Advisors reports 453 clients. They include 231 high-net-worth individuals and 222 individual clients. Of its assets, 100.0% ($724M across 1,825 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $724M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 49% | 35% |
| High-net-worth individuals | 51% | 65% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 222 | $254M | 35.2% | $1.15M |
| High-net-worth individuals | 231 | $469M | 64.8% | $2.03M |
| Total | 453 | $724M | 100% | $1.6M |
- Clients
- 222
- Regulatory AUM
- $254M
- AUM share
- 35.2%
- Avg. per client
- $1.15M
- Clients
- 231
- Regulatory AUM
- $469M
- AUM share
- 64.8%
- Avg. per client
- $2.03M
Total
- Clients
- 453
- Regulatory AUM
- $724M
- AUM share
- 100%
- Avg. per client
- $1.6M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Wealthstar Advisors charges up to 2.00% a year for its Wrap Fee Program. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Annuity and 401(k) participant advisory services
- Asset-based fee of at most 1.50% of assets for monitoring annuity sub-accounts and 401(k) plan participant advisory services. Negotiable.
- Financial planning
- Fixed fee of $400 to $12,000 for a financial plan, or hourly at $100 to $350. Negotiable.
Jeffrey Wolf owns 25% to 50% of Wealthstar Advisors. The leadership team of Wealthstar Advisors includes Chief Compliance Officer Jason Dallmann. It has 8 employees.
Leadership
- Jason DallmannChief Compliance Officer
Jeffrey WolfManaging Member
Scott StocktonManaging Member
Erik WyseManaging Member
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 8 in advisory functions
- 8 state-registered reps
- 7 insurance agents
- Owns 25% to 50% of Wealthstar Advisors, LLC
Jeffrey Wolf
Control person · since January 2013
- Owns 25% to 50% of Wealthstar Advisors, LLC
Scott Stockton
Control person · since January 2013
- Owns 25% to 50% of Wealthstar Advisors, LLC
Erik Wyse
Control person · since January 2013
Wealthstar Advisors’ regulatory assets grew from $539M (July 2021) to $724M (March 2026); clients fell from 646 to 453 and employees from 14 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $724M | 453 | 8 | 3 |
| March 2025 | $791M | 712 | 10 | 5 |
| May 2024 | $671M | 507 | 10 | 5 |
| January 2023 | $609M | 742 | 14 | 3 |
| March 2022 | $718M | 677 | 14 | 3 |
| July 2021 | $539M | 646 | 14 | 4 |
Besides its headquarters, Wealthstar Advisors has 2 offices, with 3 listed addresses in Kansas and Texas.
Texas · 2 listed addresses
- 305b W Spring Creek Parkway, Suite 400, PlanoHQ
- 5700 Granite Pkwy, Plano
Kansas · 1 listed address
- 10000 Marshall DR., Lenexa
Other business names
Wealthstar Advisors has reported 1 other business name to the SEC.
- Prosperity Retirement Group
Contact and registration details
- Legal name
- Wealthstar Advisors, LLC
- Headquarters
- 305b W Spring Creek Parkway, Suite 400, Plano, TX 75023
- Website
- Not reported
- Phone
- 972-372-2935
- @wealthstar-advisors-llc
- SEC file
- 801-79121
- Founded
- 2010
- Structure
- Texas LLC
- Fiscal year end
- December
Wealthstar Advisors uses Fidelity ($722M) as custodian for its separately managed accounts. Wealthstar Advisors has custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $722M100%
At year end, Wealthstar Advisors’ separately managed accounts were largely in bonds (45%) and funds (35%). Its reported 13F holdings for the quarter ended 30 June 2026 total $343M across 114 positions; the largest are State Str SPDR S&P 500 ETF T (call option) (41.4%), Direxion Shares ETF Trust (11.9%) and iShares TR (3.0%).
What the accounts hold
- Stocks2%
- Funds35%
- Bonds45%
- Cash7%
- Other11%
- Derivatives11%
Reported 13F holdings
- $343M
- Reported 13F value
- 114
- Positions
- 68.2%
- In the 10 largest
- —
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR UnitCall41.4%
- Direxion Shares ETF Trust · DA 500 BU 3x ETF11.9%
- iShares TR · Ishs 1-5yr Invs3.0%
- iShares TR · Iboxx Inv CP ETF2.8%
- Texas Instrs Inc.2.7%
- iShares TR · Iboxx HI YD ETF2.2%
- Micron Technology Inc.1.3%
- iShares TR · Ishs 5-10yr Invt1.1%
- Neos ETF Trust · Nasdaq 100 Hdgd1.0%
- Corning Inc.0.9%
Together, the ten largest are 68.2% of reported value.
How many clients does Wealthstar Advisors have?
Wealthstar Advisors has 453 clients and manages $724 million for them, as of March 2026. They include 231 high-net-worth individuals and 222 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 March 2026
What services does Wealthstar Advisors offer?
Wealthstar Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Wealthstar Advisors charge?
Wealthstar Advisors charges up to 2.00% a year for its Wrap Fee Program. The fee is billed in advance and is negotiable.
Source: WEALTHSTAR ADVISORS_COMBINED ADV PART 2A/WRAP BROCHURE, filed 14 March 2026
Which custodians does Wealthstar Advisors use?
Wealthstar Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $722M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 March 2026
How many financial advisors does Wealthstar Advisors have?
Wealthstar Advisors has 8 investment adviser representatives registered with state securities authorities, out of 8 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 7 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wealthstar Advisors invest in?
At the end of its last fiscal year, Wealthstar Advisors’ separately managed accounts held 45% investment grade corporate bonds, 35% registered funds (mutual funds, ETFs, BDCs), 11% derivatives, 7% cash and equivalents and 2% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wealthstar Advisors?
Wealthstar Advisors’ direct owners are Jeffrey Wolf, Scott Stockton and Erik Wyse, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 14 March 2026
How does Wealthstar Advisors get paid?
Wealthstar Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Wealthstar Advisors registered with the SEC?
Yes, Wealthstar Advisors has been registered with the SEC as an investment adviser since 3 February 2014. Its CRD number is 164957 and its SEC file number is 801-79121.
Source: Form ADV Part 1A, Item 1, filed 14 March 2026; IAPD firm record
How do I contact Wealthstar Advisors?
Wealthstar Advisors’ main office is at 305b W Spring Creek Parkway, Suite 400, Plano, TX 75023. Its phone number is 972-372-2935.