Tony Kim has been an investment adviser representative at Wealthstar Advisors since January 2015, and is not listed among the firm’s executive officers or direct owners.
Wealthstar Advisors, LLC is a Plano, TX firm with $724M under management, 453 clients and 8 advisers across 3 offices, as of its March 2026 filing.
Tony Kim’s longest registration was 15 years at Ameriprise Financial Services, Inc. (1999–2015). Before joining Wealthstar Advisors in 2015, Tony Kim was registered through Ameriprise Financial Services, Inc.
- Wealthstar Advisors, LLCCurrent– present · 11 yearsMcKinney, TX · Adviser representative · Firm CRD 164957
- Ameriprise Financial Services, Inc.– · 15 yearsPlano, TX · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Tony Kim is registered as an investment adviser representative in Texas, since January 2015.
- TexasSince 9 January 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 December 1999 |
| Series 7 | General Securities Representative Examination | 8 December 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4070331
- Firm
- Wealthstar Advisors · CRD 164957
- Office
- 5900 S LAKE FOREST DRIVE, SUITE 300, McKinney, TX 75070
- Registration
- Investment adviser registration
- In the industry since
- December 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Tony Kim work?
Tony Kim is an investment adviser representative registered through Wealthstar Advisors, LLC since January 2015, and is not listed among the firm’s executive officers or direct owners.
Is Tony Kim a financial advisor?
Yes. Tony Kim has a current investment-adviser registration in Texas, through Wealthstar Advisors since January 2015.
How many years of experience does Tony Kim have?
Tony Kim has 26 years in the financial industry, since December 1999, across 2 adviser firms.
What exams has Tony Kim passed?
Tony Kim has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in December 1999. FINRA credited Tony Kim with the SIE, which began in October 2018.
Where is Tony Kim based?
Tony Kim’s registered office is in McKinney, TX.
Is Tony Kim registered with FINRA?
No. Tony Kim has no current broker registration.
How can I verify Tony Kim’s record?
Search CRD 4070331 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tony Kim’s full registration record.
